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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
51
Gilead Sciences
GILD
$162B
$3.98M 0.3%
37,351
+15,237
+69% +$1.49M
IWM icon
52
iShares Russell 2000 ETF
IWM
$81.6B
$3.97M 0.3%
36,235
+2,784
+8% +$319K
GOOG icon
53
Alphabet (Google) Class C
GOOG
$4.17T
$3.94M 0.3%
134,528
+2,186
+2% +$63.2K
HYG icon
54
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$3.93M 0.3%
42,789
+2,399
+6% +$224K
VTI icon
55
Vanguard Total Stock Market ETF
VTI
$661B
$3.9M 0.3%
38,537
+2,772
+8% +$283K
BRK.B icon
56
Berkshire Hathaway Class B
BRK.B
$1.06T
$3.76M 0.29%
27,205
+655
+2% +$87.3K
EEM icon
57
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$3.54M 0.27%
85,129
+6,003
+8% +$265K
CEF icon
58
Sprott Physical Gold and Silver Trust
CEF
$7.6B
$3.51M 0.27%
285,446
+8,416
+3% +$116K
RDOG icon
59
ALPS REIT Dividend Dogs ETF
RDOG
$11.5M
$3.46M 0.26%
85,119
+7,449
+10% +$320K
FTC icon
60
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.32B
$3.46M 0.26%
79,469
+9,383
+13% +$413K
XLE icon
61
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$3.4M 0.26%
75,074
+4,426
+6% +$214K
AMJ
62
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$3.36M 0.26%
63,408
+4,949
+8% +$259K
IJR icon
63
iShares Core S&P Small-Cap ETF
IJR
$110B
$3.28M 0.25%
62,926
-480
-0.8% -$26.1K
OEF icon
64
iShares S&P 100 ETF
OEF
$20.1B
$3.27M 0.25%
37,038
+2,396
+7% +$211K
KO icon
65
Coca-Cola
KO
$354B
$3.23M 0.25%
75,638
+12,045
+19% +$498K
PXF icon
66
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.86B
$3.21M 0.24%
76,137
+6,848
+10% +$303K
IWR icon
67
iShares Russell Mid-Cap ETF
IWR
$56.7B
$3.2M 0.24%
80,876
+16,892
+26% +$680K
VWO icon
68
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$3.2M 0.24%
76,747
+8,130
+12% +$361K
SLB icon
69
SLB Ltd
SLB
$71.3B
$3.17M 0.24%
31,229
+15,505
+99% +$1.69M
PFF icon
70
iShares Preferred and Income Securities ETF
PFF
$13.3B
$3.15M 0.24%
79,657
+5,345
+7% +$212K
LQD icon
71
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.8B
$3.12M 0.24%
26,418
+4,327
+20% +$514K
MDY icon
72
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.09M 0.24%
12,414
+2,102
+20% +$539K
MSFT icon
73
Microsoft
MSFT
$2.9T
$3.08M 0.24%
66,488
+2,318
+4% +$103K
HR icon
74
Healthcare Realty
HR
$7.37B
$3.07M 0.23%
132,193
-2,496
-2% -$60.6K
IYR icon
75
iShares US Real Estate ETF
IYR
$4.5B
$3.02M 0.23%
43,527
+3,031
+7% +$220K
1 2
3
4 5

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.