We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-5.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$3.78B
AUM Growth
-$609M
Cap. Flow
+$520M
Cap. Flow %
13.73%
Top 10 Hldgs %
17.41%
Holding
1,480
New
117
Increased
666
Reduced
490
Closed
123

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$185M
2
AMZN icon
Amazon
AMZN
+$57M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$39.3M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$38.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$38.3M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$30M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$14.1M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$11.8M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.7M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$9.28M

Sector Composition

Rank Sector Weight
1 Technology 4.43%
2 Consumer Discretionary 3.92%
3 Energy 3.45%
4 Healthcare 3.39%
5 Financials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMAR icon
701
FT Vest US Equity Deep Buffer ETF March
DMAR
$450M
$604K 0.02%
20,589
-4,695
-19% -$143K
ETR icon
702
Entergy
ETR
$54.1B
$603K 0.02%
11,990
-578
-5% -$33.2K
VONV icon
703
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$603K 0.02%
10,102
-1,262
-11% -$83.1K
TSM icon
704
TSMC
TSM
$2.09T
$602K 0.02%
8,780
-277
-3% -$22.9K
DOCT
705
FT Vest US Equity Deep Buffer ETF October
DOCT
$382M
$600K 0.02%
19,694
+4,339
+28% +$134K
MMD
706
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$596K 0.02%
38,274
-2,290
-6% -$41.4K
NDSN icon
707
Nordson
NDSN
$16.5B
$596K 0.02%
2,806
+64
+2% +$14.3K
CEF icon
708
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$593K 0.02%
38,103
+5,285
+16% +$85K
IYF icon
709
iShares US Financials ETF
IYF
$4.39B
$591K 0.02%
8,755
+57
+0.7% +$4.2K
GBDC icon
710
Golub Capital BDC
GBDC
$3.33B
$587K 0.02%
+47,359
New +$645K
MINT icon
711
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$587K 0.02%
5,940
-854
-13% -$84.6K
AGGY icon
712
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$586K 0.02%
13,871
+1,434
+12% +$64K
EQRR icon
713
ProShares Equities for Rising Rates ETF
EQRR
$32.3M
$586K 0.02%
13,513
-1,030
-7% -$49.2K
NEAR icon
714
iShares Short Maturity Bond ETF
NEAR
$4.8B
$584K 0.02%
11,849
-18,764
-61% -$925K
DOCN icon
715
DigitalOcean
DOCN
$14.4B
$583K 0.02%
16,109
+1,170
+8% +$49.2K
ICVT icon
716
iShares Convertible Bond ETF
ICVT
$7.23B
$583K 0.02%
8,456
-2,285
-21% -$166K
RSG icon
717
Republic Services
RSG
$66.7B
$583K 0.02%
4,288
+110
+3% +$15.4K
CP icon
718
Canadian Pacific Kansas City
CP
$82B
$581K 0.02%
8,711
-430
-5% -$32.5K
APA icon
719
APA Corp
APA
$12.8B
$580K 0.02%
16,963
+5,095
+43% +$182K
MRVL icon
720
Marvell Technology
MRVL
$174B
$578K 0.02%
13,475
+1,154
+9% +$57.1K
OPP
721
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$576K 0.02%
63,357
-148
-0.2% -$1.57K
IBHC
722
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
$576K 0.02%
24,662
-6,530
-21% -$153K
JPUS
723
JPMorgan Diversified Return US Equity ETF
JPUS
$455M
$574K 0.02%
6,711
-296
-4% -$28.1K
BBDC icon
724
Barings BDC
BBDC
$862M
$573K 0.02%
69,299
+59,136
+582% +$571K
FTXN icon
725
First Trust Nasdaq Oil & Gas ETF
FTXN
$175M
$572K 0.02%
23,284
-301
-1% -$7.65K
27 28
29
30 31

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Cetera Advisors held 1,480 positions worth $3.78B, down 14% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Cetera Advisors deployed $520M of net new capital in Q3 2022, opening 117 new positions and adding to 666 existing holdings. Its largest new stake was PGIM Ultra Short Bond ETF: 94,524 shares worth $4.64M.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, down from 8% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $30M trimmed.

  • Cetera Advisors's largest Q3 2022 buy was PGIM Ultra Short Bond ETF: 94,524 shares worth $4.64M.
  • Cetera Advisors added most to Apple in Q3 2022, an estimated $185M increase.
  • Cetera Advisors's biggest Q3 2022 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $30M.
  • Cetera Advisors fully exited Franklin US Large Cap Multifactor Index ETF in Q3 2022, selling an estimated $6.03M.
  • Cetera Advisors's ten largest holdings make up 17% of its $3.78B portfolio in Q3 2022.
  • Cetera Advisors opened 117 new positions and closed 123 in Q3 2022.
  • Cetera Advisors's portfolio value fell 14% quarter-over-quarter to $3.78B.

Based on Cetera Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.