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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASML icon
701
ASML
ASML
$675B
$772K 0.02%
1,036
+239
+30% +$188K
REZ icon
702
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$769K 0.02%
8,983
+318
+4% +$28.2K
AGGY icon
703
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$764K 0.01%
14,722
+6,007
+69% +$316K
CYBR
704
DELISTED
CyberArk
CYBR
$762K 0.01%
4,831
– –
CEF icon
705
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$761K 0.01%
44,442
-404
-0.9% -$7.28K
RSPN icon
706
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$759K 0.01%
20,805
– –
ICE icon
707
Intercontinental Exchange
ICE
$82.4B
$757K 0.01%
6,593
-248
-4% -$29.4K
SPTM icon
708
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$757K 0.01%
14,284
+6,201
+77% +$337K
CSML
709
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$755K 0.01%
21,396
+860
+4% +$30.1K
PAYC icon
710
Paycom
PAYC
$6.78B
$752K 0.01%
1,516
+278
+22% +$124K
GPC icon
711
Genuine Parts
GPC
$17.1B
$744K 0.01%
6,140
+634
+12% +$79.1K
TSM icon
712
TSMC
TSM
$2.09T
$744K 0.01%
6,663
+382
+6% +$44.8K
ICSH icon
713
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$742K 0.01%
14,686
-1,103
-7% -$55.7K
FMB icon
714
First Trust Managed Municipal ETF
FMB
$2.03B
$736K 0.01%
12,967
+5,154
+66% +$296K
RAAX icon
715
VanEck Inflation Allocation ETF
RAAX
$1.11B
$732K 0.01%
+28,768
New +$735K
UUUU icon
716
Energy Fuels
UUUU
$2.82B
$732K 0.01%
104,679
+40,203
+62% +$229K
KNCT icon
717
Invesco Next Gen Connectivity ETF
KNCT
$155M
$731K 0.01%
8,000
-100
-1% -$9.36K
DFUS
718
Dimensional US Equity ETF
DFUS
$20.7B
$730K 0.01%
15,486
– –
NAD icon
719
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$729K 0.01%
46,668
+10,650
+30% +$173K
NGG icon
720
National Grid
NGG
$82.7B
$729K 0.01%
13,822
+4,449
+47% +$255K
DJUL icon
721
FT Vest US Equity Deep Buffer ETF July
DJUL
$409M
$725K 0.01%
22,215
+5,136
+30% +$169K
TDC icon
722
Teradata
TDC
$2.68B
$725K 0.01%
12,635
-160
-1% -$8.25K
LKFN icon
723
Lakeland Financial Corp
LKFN
$1.52B
$719K 0.01%
10,091
+51
+0.5% +$3.32K
TMFC icon
724
Motley Fool 100 Index ETF
TMFC
$2B
$719K 0.01%
18,028
-30
-0.2% -$1.24K
CB icon
725
Chubb
CB
$140B
$718K 0.01%
4,136
+528
+15% +$92.6K
27 28
29
30 31

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.