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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.25%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$3.64B
AUM Growth
+$517M
Cap. Flow
+$359M
Cap. Flow %
9.87%
Top 10 Hldgs %
23.42%
Holding
1,257
New
223
Increased
627
Reduced
313
Closed
46

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$24.4M
2
AAPL icon
Apple
AAPL
+$13.6M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$11.8M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11.6M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$27.3M
2
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$18.5M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.3M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$13.1M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9.56M

Sector Composition

Rank Sector Weight
1 Technology 8.12%
2 Consumer Discretionary 4.68%
3 Financials 4.64%
4 Industrials 4.4%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDM icon
701
First Trust Dow Jones Select MicroCap Index Fund
FDM
$260M
$553K 0.02%
9,198
+70
+0.8% +$3.93K
HTGC icon
702
Hercules Capital
HTGC
$2.94B
$553K 0.02%
34,488
+2,160
+7% +$33.5K
VMBS icon
703
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$549K 0.02%
10,293
+2,054
+25% +$111K
IBDS icon
704
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
$548K 0.02%
20,500
– –
PAR icon
705
PAR Technology
PAR
$637M
$548K 0.02%
+8,378
New +$622K
BXMT icon
706
Blackstone Mortgage Trust
BXMT
$2.82B
$545K 0.02%
17,568
+8,880
+102% +$258K
ETR icon
707
Entergy
ETR
$54.1B
$545K 0.02%
10,952
+3,028
+38% +$143K
PPG icon
708
PPG Industries
PPG
$25.9B
$541K 0.01%
3,600
+2,146
+148% +$307K
CACI icon
709
CACI
CACI
$10.8B
$537K 0.01%
+2,176
New +$521K
BLV icon
710
Vanguard Long-Term Bond ETF
BLV
$5.75B
$535K 0.01%
5,452
+1,113
+26% +$114K
NGG icon
711
National Grid
NGG
$82.7B
$535K 0.01%
10,214
+45
+0.4% +$2.35K
AZO icon
712
AutoZone
AZO
$48.3B
$534K 0.01%
380
+81
+27% +$100K
QTEC icon
713
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$533K 0.01%
3,696
-1,150
-24% -$165K
ACES icon
714
ALPS Clean Energy ETF
ACES
$109M
$532K 0.01%
6,817
-9,195
-57% -$797K
DNL icon
715
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$468M
$525K 0.01%
+13,520
New +$530K
FTNT icon
716
Fortinet
FTNT
$112B
$525K 0.01%
14,230
+3,500
+33% +$115K
CRS icon
717
Carpenter Technology
CRS
$30B
$522K 0.01%
+12,689
New +$482K
GXDW
718
Global X Funds Global X Dorsey Wright Thematic ETF
GXDW
$6.07M
$522K 0.01%
+10,884
New +$554K
FTSL icon
719
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$520K 0.01%
10,857
+1,016
+10% +$48.8K
SNOW icon
720
Snowflake
SNOW
$92.9B
$519K 0.01%
+2,265
New +$604K
SOXX icon
721
iShares Semiconductor ETF
SOXX
$44.2B
$519K 0.01%
+3,672
New +$502K
FPF
722
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$518K 0.01%
21,634
-527
-2% -$12.4K
RPM icon
723
RPM International
RPM
$13.7B
$518K 0.01%
5,635
-237
-4% -$20.5K
BUG icon
724
Global X Cybersecurity ETF
BUG
$1.2B
$517K 0.01%
+20,655
New +$565K
SWK icon
725
Stanley Black & Decker
SWK
$14.2B
$517K 0.01%
2,591
-379
-13% -$68.7K
27 28
29
30 31

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Cetera Advisors held 1,257 positions worth $3.64B, up 17% from $3.12B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $359M of net new capital in Q1 2021, opening 223 new positions and adding to 627 existing holdings. Its largest new stake was FT Vest US Equity Buffer ETF January: 796,355 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $27.3M trimmed.

  • Cetera Advisors's largest Q1 2021 buy was FT Vest US Equity Buffer ETF January: 796,355 shares worth $25M.
  • Cetera Advisors added most to Apple in Q1 2021, an estimated $13.6M increase.
  • Cetera Advisors's biggest Q1 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $27.3M.
  • Cetera Advisors fully exited B&G Foods in Q1 2021, selling an estimated $2.17M.
  • Cetera Advisors's ten largest holdings make up 23% of its $3.64B portfolio in Q1 2021.
  • Cetera Advisors opened 223 new positions and closed 46 in Q1 2021.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $3.64B.

Based on Cetera Advisors's 13F filing for Q1 2021, filed 17 May 2021.