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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.33B
AUM Growth
+$23.9M
Cap. Flow
+$4.58M
Cap. Flow %
0.34%
Top 10 Hldgs %
21.89%
Holding
851
New
82
Increased
301
Reduced
285
Closed
127

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.87M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.72M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.32M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.76M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.7M
2
BND icon
Vanguard Total Bond Market
BND
+$6.91M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.26M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.48M
5
AZO icon
AutoZone
AZO
+$3.18M

Sector Composition

Rank Sector Weight
1 Energy 4.21%
2 Financials 4.19%
3 Technology 4.07%
4 Industrials 3.55%
5 Communication Services 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIVS
701
VivoSim Labs
VIVS
$1.61M
$55K ﹤0.01%
68
– –
KOPN icon
702
Kopin
KOPN
$695M
$53K ﹤0.01%
19,000
– –
PER
703
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$42K ﹤0.01%
14,298
-1,000
-7% -$3.04K
LGCY
704
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$42K ﹤0.01%
+20,000
New +$36K
AMRN
705
Amarin Corp
AMRN
$287M
$41K ﹤0.01%
660
– –
SDRL
706
DELISTED
Seadrill Limited Common Stock
SDRL
$41K ﹤0.01%
45
+7
+18% +$5.12K
HMY icon
707
Harmony Gold Mining
HMY
$9.92B
$40K ﹤0.01%
18,000
-54,800
-75% -$145K
PWE
708
DELISTED
Penn West Energy Petroleum Ltd
PWE
$40K ﹤0.01%
20,437
-3,500
-15% -$6.03K
GFI icon
709
Gold Fields
GFI
$30.1B
$38K ﹤0.01%
12,500
– –
PDLI
710
DELISTED
PDL BioPharma, Inc.
PDLI
$31K ﹤0.01%
15,000
– –
GSAT icon
711
Globalstar
GSAT
$10.3B
$27K ﹤0.01%
1,129
– –
GLOWE
712
DELISTED
GLOWPOINT INC
GLOWE
$25K ﹤0.01%
94,020
– –
CHKR
713
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$24K ﹤0.01%
+10,000
New +$22K
MNKD icon
714
MannKind Corp
MNKD
$1.19B
$9K ﹤0.01%
3,030
+80
+3% +$231
CVRS
715
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
$9K ﹤0.01%
13,000
– –
PTN
716
Palatin Technologies
PTN
$14.5M
$8K ﹤0.01%
13
– –
THM
717
International Tower Hill Mines
THM
$560M
$8K ﹤0.01%
13,075
– –
TEUM
718
DELISTED
Pareteum Corporation
TEUM
$2K ﹤0.01%
565
– –
AAPL icon
719
CALL
Apple
AAPL
$4.79T
– –
-4,000
Closed -$6K
AEM icon
720
Agnico Eagle Mines
AEM
$73.5B
– –
-7,280
Closed -$395K
AEO icon
721
American Eagle Outfitters
AEO
$2.99B
– –
-14,406
Closed -$254K
AGO icon
722
Assured Guaranty
AGO
$3.74B
– –
-14,299
Closed -$401K
AIG icon
723
American International
AIG
$41.5B
– –
-6,334
Closed -$372K
AMAT icon
724
Applied Materials
AMAT
$440B
– –
-17,797
Closed -$536K
AOS icon
725
A.O. Smith
AOS
$8.18B
– –
-11,072
Closed -$547K
27 28
29
30 31

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Advisors held 851 positions worth $1.33B, up 1.8% from $1.3B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q4 2016 filing shows 82 new, 301 increased, 285 reduced and 127 closed positions. Its largest new stake was Vanguard Financials ETF: 62,867 shares worth $3.72M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $11.7M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, up from 4% a quarter earlier, followed by Financials and Technology.

  • Cetera Advisors's largest Q4 2016 buy was Vanguard Financials ETF: 62,867 shares worth $3.72M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $8.71M increase.
  • Cetera Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $11.7M.
  • Cetera Advisors fully exited AutoZone in Q4 2016, selling an estimated $3.18M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2016.
  • Cetera Advisors opened 82 new positions and closed 127 in Q4 2016.
  • Cetera Advisors's portfolio value rose 1.8% quarter-over-quarter to $1.33B.

Based on Cetera Advisors's 13F filing for Q4 2016, filed 15 Feb 2017.