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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFR
701
Eaton Vance Senior Floating-Rate Fund
EFR
$313M
$164K 0.01%
+11,630
New +$158K
HTGC icon
702
Hercules Capital
HTGC
$2.98B
$164K 0.01%
11,961
-77
-0.6% -$1.03K
CRF
703
Cornerstone Total Return Fund
CRF
$1.15B
$161K 0.01%
11,360
– –
SRCI
704
DELISTED
SRC Energy Inc
SRCI
$159K 0.01%
22,900
– –
NORW
705
DELISTED
Global X MSCI Norway ETF
NORW
$157K 0.01%
14,030
+2,575
+22% +$27.1K
BTZ icon
706
BlackRock Credit Allocation Income Trust
BTZ
$943M
$152K 0.01%
11,410
-982
-8% -$13.1K
JQC icon
707
Nuveen Credit Strategies Income Fund
JQC
$708M
$152K 0.01%
18,209
+2,000
+12% +$16.7K
SAN icon
708
Banco Santander
SAN
$197B
$151K 0.01%
36,677
-2,080
-5% -$8.5K
FT
709
Franklin Universal Trust
FT
$202M
$147K 0.01%
21,741
– –
PFO
710
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$147K 0.01%
12,585
– –
ACRE
711
Ares Commercial Real Estate
ACRE
$254M
$146K 0.01%
+11,422
New +$144K
STNG icon
712
Scorpio Tankers
STNG
$3.9B
$143K 0.01%
+3,106
New +$149K
NE
713
DELISTED
Noble Corporation
NE
$140K 0.01%
22,159
-1,666
-7% -$11.2K
MFD
714
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$139K 0.01%
10,980
+900
+9% +$11.3K
ETY icon
715
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$132K 0.01%
12,459
+52
+0.4% +$557
UNG icon
716
United States Natural Gas Fund
UNG
$472M
$132K 0.01%
967
-15,199
-94% -$2.01M
EWJ icon
717
iShares MSCI Japan ETF
EWJ
$22B
$131K 0.01%
2,613
-32,683
-93% -$1.59M
PFN
718
PIMCO Income Strategy Fund II
PFN
$696M
$130K 0.01%
13,591
+3,200
+31% +$30.1K
JFR icon
719
Nuveen Floating Rate Income Fund
JFR
$1.24B
$125K 0.01%
11,284
– –
FGP
720
DELISTED
Ferrellgas Partners, L.P.
FGP
$124K 0.01%
10,536
+149
+1% +$2.79K
EHI
721
Western Asset Global High Income Fund
EHI
$179M
$121K 0.01%
12,021
-3,150
-21% -$31.7K
USO icon
722
United States Oil Fund
USO
$2.36B
$120K 0.01%
1,383
-4,526
-77% -$380K
CTT
723
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$119K 0.01%
10,235
-1,197
-10% -$14.1K
AMZA icon
724
InfraCap MLP ETF
AMZA
$471M
$116K 0.01%
1,000
– –
PHK
725
PIMCO High Income Fund
PHK
$869M
$100K 0.01%
10,012
-3,901
-28% -$38.8K
27 28
29
30 31

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.