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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KR icon
676
Kroger
KR
$34.8B
$826K 0.02%
20,428
+1,258
+7% +$52.8K
SCHP icon
677
Schwab US TIPS ETF
SCHP
$16.3B
$825K 0.02%
26,358
-28,060
-52% -$885K
ANGL icon
678
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$824K 0.02%
24,919
-2,213
-8% -$73.2K
TRV icon
679
Travelers Companies
TRV
$80.8B
$823K 0.02%
5,414
+703
+15% +$109K
OXY icon
680
Occidental Petroleum
OXY
$57B
$822K 0.02%
27,790
+1,403
+5% +$37.5K
EEMV icon
681
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$821K 0.02%
13,106
-317
-2% -$19.9K
FDT icon
682
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$821K 0.02%
13,473
+8,957
+198% +$564K
SPYG icon
683
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$821K 0.02%
12,817
+4,800
+60% +$317K
ATVI
684
DELISTED
Activision Blizzard
ATVI
$819K 0.02%
10,582
+4,364
+70% +$365K
EQIX icon
685
Equinix
EQIX
$107B
$818K 0.02%
1,035
-27
-3% -$22.4K
TT icon
686
Trane Technologies
TT
$106B
$818K 0.02%
4,735
+212
+5% +$40.8K
CMI icon
687
Cummins
CMI
$91.7B
$816K 0.02%
3,633
+364
+11% +$85.3K
PFFD icon
688
Global X US Preferred ETF
PFFD
$2.13B
$814K 0.02%
31,601
+6,558
+26% +$171K
IQDG icon
689
WisdomTree International Quality Dividend Growth Fund
IQDG
$696M
$813K 0.02%
21,343
+657
+3% +$26.7K
WSO icon
690
Watsco Inc
WSO
$14.9B
$811K 0.02%
3,065
+236
+8% +$66.2K
SRLN icon
691
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$802K 0.02%
17,435
-138
-0.8% -$6.33K
EXAS
692
DELISTED
Exact Sciences
EXAS
$796K 0.02%
8,342
+5,781
+226% +$610K
QSPT icon
693
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$617M
$792K 0.02%
+40,132
New +$803K
PTIN icon
694
Pacer Trendpilot International ETF
PTIN
$180M
$790K 0.02%
27,711
+14,948
+117% +$438K
SHM icon
695
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$786K 0.02%
15,914
+1,995
+14% +$98.9K
SOFI icon
696
SoFi Technologies
SOFI
$21.1B
$785K 0.02%
+49,453
New +$775K
EWJ icon
697
iShares MSCI Japan ETF
EWJ
$21.7B
$783K 0.02%
11,141
+567
+5% +$39.3K
AVB icon
698
AvalonBay Communities
AVB
$27.1B
$781K 0.02%
3,524
+744
+27% +$167K
NJUL icon
699
Innovator Growth-100 Power Buffer ETF July
NJUL
$244M
$775K 0.02%
16,710
+6,727
+67% +$314K
SNOW icon
700
Snowflake
SNOW
$92.9B
$775K 0.02%
2,561
+530
+26% +$151K
26 27
28
29 30

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.