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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.37%
AUM
$1.33B
AUM Growth
+$23.9M
Cap. Flow
+$4.6M
Cap. Flow %
0.35%
Top 10 Hldgs %
21.89%
Holding
851
New
82
Increased
301
Reduced
285
Closed
127

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.87M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.72M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.32M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.76M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.7M
2
BND icon
Vanguard Total Bond Market
BND
+$6.91M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.26M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.48M
5
AZO icon
AutoZone
AZO
+$3.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.83%
2 Energy 4.59%
3 Financials 4.23%
4 Technology 4.07%
5 Industrials 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNG icon
676
United States Natural Gas Fund
UNG
$572M
$155K 0.01%
1,031
+64
+7% +$8.7K
FT
677
Franklin Universal Trust
FT
$193M
$152K 0.01%
22,741
+1,000
+5% +$6.57K
EXG icon
678
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$146K 0.01%
18,384
-3,751
-17% -$31K
JONE
679
DELISTED
Jones Energy, Inc.
JONE
$145K 0.01%
1,574
+380
+32% +$30.8K
EVN
680
Eaton Vance Municipal Income Trust
EVN
$424M
$140K 0.01%
11,176
-5,400
-33% -$69.6K
PFO
681
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$118M
$139K 0.01%
12,585
– –
FTR
682
DELISTED
Frontier Communications Corp.
FTR
$136K 0.01%
2,742
-333
-11% -$18.3K
AWF
683
AllianceBernstein Global High Income Fund
AWF
$865M
$133K 0.01%
+10,563
New +$129K
JFR icon
684
Nuveen Floating Rate Income Fund
JFR
$1.23B
$132K 0.01%
11,284
– –
ETY icon
685
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.3B
$129K 0.01%
12,646
+187
+2% +$1.94K
NE
686
DELISTED
Noble Corporation
NE
$119K 0.01%
19,908
-2,251
-10% -$13.3K
MFD
687
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$117K 0.01%
10,280
-700
-6% -$8.09K
TAC icon
688
TransAlta
TAC
$3.78B
$116K 0.01%
20,934
-7
-0% -$33
PFL
689
PIMCO Income Strategy Fund
PFL
$376M
$109K 0.01%
10,293
-6,250
-38% -$64.7K
PBR icon
690
Petrobras
PBR
$130B
$102K 0.01%
10,190
-103
-1% -$1.1K
EVF
691
Eaton Vance Senior Income Trust
EVF
$89.8M
$97K 0.01%
14,500
– –
FGP
692
DELISTED
Ferrellgas Partners, L.P.
FGP
$88K 0.01%
13,016
+2,480
+24% +$19.9K
OCSL icon
693
Oaktree Specialty Lending
OCSL
$1.15B
$86K 0.01%
5,329
+496
+10% +$8.27K
IGD
694
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$81K 0.01%
12,112
-70
-0.6% -$488
TTI icon
695
TETRA Technologies
TTI
$1.02B
$76K 0.01%
15,100
– –
ANH
696
DELISTED
Anworth Mortgage Asset Corporation
ANH
$74K 0.01%
14,620
– –
EVOL
697
DELISTED
Evolving Systems, Inc.
EVOL
$69K 0.01%
+17,000
New +$70.2K
TSI
698
TCW Strategic Income Fund
TSI
$278M
$60K ﹤0.01%
11,250
– –
GAB icon
699
Gabelli Equity Trust
GAB
$1.76B
$58K ﹤0.01%
+10,806
New +$57.2K
SIRI icon
700
SiriusXM
SIRI
$9.77B
$57K ﹤0.01%
1,334
-70
-5% -$3.05K
26 27
28
29 30

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Advisors held 851 positions worth $1.33B, up 1.8% from $1.3B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q4 2016 filing shows 82 new, 301 increased, 285 reduced and 127 closed positions. Its largest new stake was Vanguard Financials ETF: 62,867 shares worth $3.72M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $11.7M.

By sector, the portfolio is most concentrated in Miscellaneous at 67% of assets, up from 65% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q4 2016 buy was Vanguard Financials ETF: 62,867 shares worth $3.72M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $8.71M increase.
  • Cetera Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $11.7M.
  • Cetera Advisors fully exited AutoZone in Q4 2016, selling an estimated $3.18M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2016.
  • Cetera Advisors opened 82 new positions and closed 127 in Q4 2016.
  • Cetera Advisors's portfolio value rose 1.8% quarter-over-quarter to $1.33B.

Based on Cetera Advisors's 13F filing for Q4 2016, filed 15 Feb 2017.