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CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
676
Schwab US Large-Cap Growth ETF
SCHG
$59.6B
$203K 0.02%
29,032
-65,312
-69% -$448K
KSU
677
DELISTED
Kansas City Southern
KSU
$203K 0.02%
+2,170
New +$206K
BIIB icon
678
Biogen
BIIB
$29.2B
$201K 0.02%
+643
New +$190K
LSI
679
DELISTED
Life Storage, Inc.
LSI
$201K 0.02%
3,402
– –
FCRD
680
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$199K 0.02%
20,845
+260
+1% +$2.75K
BWP
681
DELISTED
Boardwalk Pipeline Partners
BWP
$199K 0.02%
11,641
+18
+0.2% +$304
NVG icon
682
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$195K 0.01%
12,209
-1,055
-8% -$17.1K
EXG icon
683
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.96B
$192K 0.01%
22,135
-4,928
-18% -$43.3K
CLM icon
684
Cornerstone Strategic Value Fund
CLM
$2.22B
$191K 0.01%
13,000
– –
ETJ
685
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$570M
$190K 0.01%
20,101
– –
CSQ icon
686
Calamos Strategic Total Return Fund
CSQ
$3.28B
$189K 0.01%
18,480
-600
-3% -$6.23K
ADAM
687
Adamas Trust
ADAM
$790M
$189K 0.01%
7,862
-1,625
-17% -$40.1K
DB icon
688
Deutsche Bank
DB
$68.1B
$188K 0.01%
16,171
-1,792
-10% -$22K
KEY icon
689
KeyCorp
KEY
$24.9B
$187K 0.01%
+15,711
New +$188K
ABCD
690
DELISTED
Cambium Learning Group, Inc.
ABCD
$187K 0.01%
+34,264
New +$169K
NAC icon
691
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$184K 0.01%
11,237
-166
-1% -$2.78K
FTR
692
DELISTED
Frontier Communications Corp.
FTR
$183K 0.01%
3,075
+1,376
+81% +$98K
ERH
693
Allspring Utilities & High Income Fund
ERH
$106M
$182K 0.01%
+15,000
New +$197K
FMNB icon
694
Farmers National Banc Corp
FMNB
$888M
$178K 0.01%
+16,527
New +$161K
PFL
695
PIMCO Income Strategy Fund
PFL
$384M
$176K 0.01%
16,543
-1,000
-6% -$10.5K
WIW
696
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$174K 0.01%
15,500
-11,500
-43% -$129K
ETW
697
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
$173K 0.01%
15,550
-4,250
-21% -$45.9K
OB
698
DELISTED
Onebeacon Insurance Group Ltd
OB
$172K 0.01%
12,000
– –
SFL icon
699
SFL Corp
SFL
$1.51B
$170K 0.01%
11,640
+120
+1% +$1.8K
BFZ
700
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$169K 0.01%
+10,174
New +$170K
26 27
28
29 30

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.