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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.18B
AUM Growth
+$132M
Cap. Flow
+$110M
Cap. Flow %
9.29%
Top 10 Hldgs %
20.76%
Holding
782
New
106
Increased
336
Reduced
237
Closed
68

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.12M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.91M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$6.16M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.85M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.75M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.09M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.9M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.88M
4
AAP icon
Advance Auto Parts
AAP
+$2.3M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.03M

Sector Composition

Rank Sector Weight
1 Energy 5.29%
2 Healthcare 4.77%
3 Technology 4.69%
4 Financials 4.6%
5 Consumer Discretionary 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAD
676
DELISTED
Rite Aid Corporation
RAD
$92K 0.01%
580
+45
+8% +$6.66K
GDF
677
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$88K 0.01%
11,400
– –
EVF
678
Eaton Vance Senior Income Trust
EVF
$90.7M
$84K 0.01%
14,500
– –
PAAS icon
679
Pan American Silver
PAAS
$19.1B
$84K 0.01%
12,839
-2,400
-16% -$17.3K
FCG icon
680
First Trust Natural Gas ETF
FCG
$636M
$77K 0.01%
+3,591
New +$103K
ANH
681
DELISTED
Anworth Mortgage Asset Corporation
ANH
$75K 0.01%
+17,820
New +$84.3K
UPL
682
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$74K 0.01%
28,607
-4,269
-13% -$19.9K
SVU
683
DELISTED
SUPERVALU Inc.
SVU
$73K 0.01%
1,486
– –
DANG
684
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$72K 0.01%
10,000
– –
GUT
685
Gabelli Utility Trust
GUT
$569M
$69K 0.01%
12,246
-565
-4% -$3.23K
SDRL
686
DELISTED
Seadrill Limited Common Stock
SDRL
$67K 0.01%
72
-2
-3% -$3.13K
RCAP
687
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$67K 0.01%
227,570
+120,195
+112% +$75.6K
SIRI icon
688
SiriusXM
SIRI
$10B
$63K 0.01%
1,599
– –
SAND
689
DELISTED
Sandstorm Gold
SAND
$61K 0.01%
23,150
-2,500
-10% -$6.85K
TSI
690
TCW Strategic Income Fund
TSI
$213M
$60K 0.01%
+11,250
New +$59.4K
VIVS
691
VivoSim Labs
VIVS
$1.61M
$58K ﹤0.01%
98
-10
-9% -$7.25K
FAX
692
abrdn Asia-Pacific Income Fund
FAX
$609M
$53K ﹤0.01%
1,931
+67
+4% +$1.84K
PER
693
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$48K ﹤0.01%
+16,248
New +$62.4K
TPLM
694
DELISTED
Triangle Petroleum Corporation
TPLM
$48K ﹤0.01%
63,992
-1,140
-2% -$1.22K
GLOWE
695
DELISTED
GLOWPOINT INC
GLOWE
$47K ﹤0.01%
94,020
– –
HYF
696
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$32K ﹤0.01%
18,468
– –
AMRN
697
Amarin Corp
AMRN
$287M
$26K ﹤0.01%
660
-38
-5% -$1.49K
PWE
698
DELISTED
Penn West Energy Petroleum Ltd
PWE
$26K ﹤0.01%
32,187
-75
-0.2% -$80
LSTA icon
699
Lisata Therapeutics
LSTA
$20M
$16K ﹤0.01%
104
– –
MNKD icon
700
MannKind Corp
MNKD
$1.19B
$13K ﹤0.01%
2,010
-200
-9% -$2.46K
26 27
28
29 30

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Cetera Advisors held 782 positions worth $1.18B, up 13% from $1.05B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $110M of net new capital in Q4 2015, opening 106 new positions and adding to 336 existing holdings. Its largest new stake was Alphabet (Google) Class A: 131,040 shares worth $5.12M.

By sector, the portfolio is most concentrated in Energy at 5.3% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $3.09M trimmed.

  • Cetera Advisors's largest Q4 2015 buy was Alphabet (Google) Class A: 131,040 shares worth $5.12M.
  • Cetera Advisors added most to Invesco QQQ Trust in Q4 2015, an estimated $8.12M increase.
  • Cetera Advisors's biggest Q4 2015 reduction was iShares Russell 2000 Value ETF, cutting an estimated $3.09M.
  • Cetera Advisors fully exited Advance Auto Parts in Q4 2015, selling an estimated $2.3M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.18B portfolio in Q4 2015.
  • Cetera Advisors opened 106 new positions and closed 68 in Q4 2015.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $1.18B.

Based on Cetera Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.