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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEY icon
651
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$887K 0.02%
44,802
+26,508
+145% +$536K
BBL
652
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$885K 0.02%
17,457
+8,658
+98% +$521K
AEE icon
653
Ameren
AEE
$31.5B
$881K 0.02%
10,871
+7,754
+249% +$661K
BGS icon
654
B&G Foods
BGS
$285M
$881K 0.02%
+29,490
New +$885K
CI icon
655
Cigna
CI
$76.6B
$879K 0.02%
4,392
+1,260
+40% +$274K
FEX icon
656
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$879K 0.02%
10,308
+2,394
+30% +$209K
ILPT
657
Industrial Logistics Properties Trust
ILPT
$613M
$879K 0.02%
34,595
+12,618
+57% +$337K
HEFA icon
658
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$876K 0.02%
+25,463
New +$884K
DIM icon
659
WisdomTree International MidCap Dividend Fund
DIM
$164M
$874K 0.02%
13,059
+158
+1% +$10.9K
ELV icon
660
Elevance Health
ELV
$81.9B
$874K 0.02%
2,344
+703
+43% +$267K
NXTG icon
661
First Trust Indxx NextG ETF
NXTG
$537M
$874K 0.02%
11,459
+7,609
+198% +$590K
NEM icon
662
Newmont
NEM
$98.2B
$873K 0.02%
16,078
+2,846
+22% +$168K
OCUL icon
663
Ocular Therapeutix
OCUL
$1.86B
$869K 0.02%
+86,916
New +$976K
EZU icon
664
iShare MSCI Eurozone ETF
EZU
$9.41B
$867K 0.02%
18,021
+1,243
+7% +$62.1K
HYDB icon
665
iShares High Yield Systematic Bond ETF
HYDB
$1.62B
$863K 0.02%
16,690
+651
+4% +$33.7K
QS icon
666
QuantumScape Corp
QS
$3B
$863K 0.02%
35,148
+15,686
+81% +$358K
OGIG icon
667
ALPS O'Shares Global Internet Giants ETF
OGIG
$99.2M
$862K 0.02%
16,284
-4,710
-22% -$261K
JEF icon
668
Jefferies Financial Group
JEF
$12.9B
$858K 0.02%
+24,174
New +$809K
HYLS icon
669
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$856K 0.02%
17,773
+5,485
+45% +$265K
STM icon
670
STMicroelectronics
STM
$46B
$855K 0.02%
+19,598
New +$826K
TEL icon
671
TE Connectivity
TEL
$58.8B
$848K 0.02%
6,183
+53
+0.9% +$7.65K
LIN icon
672
Linde
LIN
$237B
$845K 0.02%
2,879
-356
-11% -$108K
HAL icon
673
Halliburton
HAL
$27.9B
$844K 0.02%
39,015
-4,724
-11% -$96.8K
XES icon
674
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
$844K 0.02%
15,511
+409
+3% +$21.7K
ITB icon
675
iShares US Home Construction ETF
ITB
$2.41B
$826K 0.02%
12,488
+2,137
+21% +$151K
25 26
27
28 29

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.