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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.33B
AUM Growth
+$23.9M
Cap. Flow
+$4.58M
Cap. Flow %
0.34%
Top 10 Hldgs %
21.89%
Holding
851
New
82
Increased
301
Reduced
285
Closed
127

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.87M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.72M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.32M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.76M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.7M
2
BND icon
Vanguard Total Bond Market
BND
+$6.91M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.26M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.48M
5
AZO icon
AutoZone
AZO
+$3.18M

Sector Composition

Rank Sector Weight
1 Energy 4.21%
2 Financials 4.19%
3 Technology 4.07%
4 Industrials 3.55%
5 Communication Services 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLM icon
651
Cornerstone Strategic Value Fund
CLM
$2.22B
$194K 0.01%
13,000
– –
JCP
652
DELISTED
J.C. Penney Company, Inc.
JCP
$193K 0.01%
23,196
+1,025
+5% +$9.26K
OB
653
DELISTED
Onebeacon Insurance Group Ltd
OB
$192K 0.01%
12,000
– –
ERH
654
Allspring Utilities & High Income Fund
ERH
$106M
$190K 0.01%
15,800
+800
+5% +$9.53K
BWP
655
DELISTED
Boardwalk Pipeline Partners
BWP
$190K 0.01%
10,957
-684
-6% -$11.7K
PGF icon
656
Invesco Financial Preferred ETF
PGF
$679M
$189K 0.01%
+10,513
New +$193K
ACRE
657
Ares Commercial Real Estate
ACRE
$254M
$188K 0.01%
13,802
+2,380
+21% +$31.6K
DBB icon
658
Invesco DB Base Metals Fund
DBB
$309M
$186K 0.01%
+12,410
New +$183K
NAT icon
659
Nordic American Tanker
NAT
$1.35B
$186K 0.01%
22,126
+706
+3% +$6.27K
ABCD
660
DELISTED
Cambium Learning Group, Inc.
ABCD
$185K 0.01%
37,408
+3,144
+9% +$15.8K
EVV
661
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$183K 0.01%
13,391
-5,375
-29% -$72K
CS
662
DELISTED
Credit Suisse Group
CS
$183K 0.01%
+12,853
New +$180K
ETJ
663
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$570M
$179K 0.01%
20,101
– –
EFR
664
Eaton Vance Senior Floating-Rate Fund
EFR
$313M
$172K 0.01%
11,630
– –
ADAM
665
Adamas Trust
ADAM
$790M
$172K 0.01%
6,537
-1,325
-17% -$33.6K
DHT icon
666
DHT Holdings
DHT
$2.92B
$170K 0.01%
41,000
+20,000
+95% +$79.3K
CRF
667
Cornerstone Total Return Fund
CRF
$1.15B
$169K 0.01%
11,360
– –
SAN icon
668
Banco Santander
SAN
$197B
$169K 0.01%
33,923
-2,754
-8% -$12.5K
BTZ icon
669
BlackRock Credit Allocation Income Trust
BTZ
$943M
$162K 0.01%
12,507
+1,097
+10% +$13.9K
FMNB icon
670
Farmers National Banc Corp
FMNB
$888M
$162K 0.01%
11,410
-5,117
-31% -$61.9K
NORW
671
DELISTED
Global X MSCI Norway ETF
NORW
$158K 0.01%
14,605
+575
+4% +$6.39K
ETV
672
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$157K 0.01%
+10,610
New +$157K
HTGC icon
673
Hercules Capital
HTGC
$2.98B
$156K 0.01%
11,091
-870
-7% -$11.8K
WIW
674
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$156K 0.01%
14,000
-1,500
-10% -$16.6K
JQC icon
675
Nuveen Credit Strategies Income Fund
JQC
$708M
$155K 0.01%
17,409
-800
-4% -$6.82K
25 26
27
28 29

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MNG
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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Advisors held 851 positions worth $1.33B, up 1.8% from $1.3B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q4 2016 filing shows 82 new, 301 increased, 285 reduced and 127 closed positions. Its largest new stake was Vanguard Financials ETF: 62,867 shares worth $3.72M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $11.7M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, up from 4% a quarter earlier, followed by Financials and Technology.

  • Cetera Advisors's largest Q4 2016 buy was Vanguard Financials ETF: 62,867 shares worth $3.72M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $8.71M increase.
  • Cetera Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $11.7M.
  • Cetera Advisors fully exited AutoZone in Q4 2016, selling an estimated $3.18M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2016.
  • Cetera Advisors opened 82 new positions and closed 127 in Q4 2016.
  • Cetera Advisors's portfolio value rose 1.8% quarter-over-quarter to $1.33B.

Based on Cetera Advisors's 13F filing for Q4 2016, filed 15 Feb 2017.