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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOO icon
651
iShares Global 100 ETF
IOO
$8.67B
$214K 0.02%
5,704
-2,456
-30% -$91.2K
NAT icon
652
Nordic American Tanker
NAT
$1.35B
$214K 0.02%
21,420
+2,822
+15% +$32.8K
NTRS icon
653
Northern Trust
NTRS
$33.1B
$214K 0.02%
3,128
– –
OSPN icon
654
OneSpan
OSPN
$562M
$213K 0.02%
11,724
+468
+4% +$8.23K
DES icon
655
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$212K 0.02%
8,445
-630
-7% -$15.6K
TCP
656
DELISTED
TC Pipelines LP
TCP
$212K 0.02%
3,705
– –
KCG
657
DELISTED
KCG Holdings, Inc.
KCG
$212K 0.02%
13,608
+354
+3% +$5.14K
CYBR
658
DELISTED
CyberArk
CYBR
$211K 0.02%
4,300
-155
-3% -$8.25K
UL icon
659
Unilever
UL
$133B
$211K 0.02%
3,950
-35,870
-90% -$1.89M
GMLP
660
DELISTED
Golar LNG Partners LP
GMLP
$211K 0.02%
+10,700
New +$202K
MPV
661
Barings Participation Investors
MPV
$165M
$210K 0.02%
14,550
-5,150
-26% -$77.6K
EBF icon
662
Ennis
EBF
$538M
$209K 0.02%
12,450
– –
KDP icon
663
Keurig Dr Pepper
KDP
$41.1B
$209K 0.02%
2,298
+194
+9% +$18.4K
OC icon
664
Owens Corning
OC
$11.3B
$209K 0.02%
+3,907
New +$210K
SHV icon
665
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$209K 0.02%
1,894
-1
-0.1% -$110
HYD icon
666
VanEck High Yield Muni ETF
HYD
$4.47B
$208K 0.02%
+3,237
New +$209K
TFC icon
667
Truist Financial
TFC
$63.2B
$208K 0.02%
+5,526
New +$206K
AVY icon
668
Avery Dennison
AVY
$12.1B
$207K 0.02%
+2,685
New +$205K
DSI icon
669
iShares MSCI KLD 400 Social ETF
DSI
$5.28B
$207K 0.02%
5,186
– –
TSS
670
DELISTED
Total System Services, Inc.
TSS
$207K 0.02%
4,421
+121
+3% +$6.07K
IFN
671
Aberdeen India Fund
IFN
$485M
$206K 0.02%
8,455
-199
-2% -$5.03K
FXN icon
672
First Trust Energy AlphaDEX Fund
FXN
$398M
$205K 0.02%
13,239
-1,480
-10% -$21.9K
LEG icon
673
Leggett & Platt
LEG
$1.46B
$204K 0.02%
4,443
-1,112
-20% -$57.2K
JCP
674
DELISTED
J.C. Penney Company, Inc.
JCP
$204K 0.02%
22,171
+8,125
+58% +$77.4K
EWRM
675
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$204K 0.02%
+3,850
New +$204K
25 26
27
28 29

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.