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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+3.21%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.2B
AUM Growth
+$13.2M
Cap. Flow
-$9.86M
Cap. Flow %
-0.82%
Top 10 Hldgs %
20.05%
Holding
803
New
89
Increased
255
Reduced
330
Closed
86

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17M
2
BND icon
Vanguard Total Bond Market
BND
+$12M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.97M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$5.63M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.2M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.76M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.33M
4
MAIN icon
Main Street Capital
MAIN
+$4.08M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$3.92M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Technology 4.45%
3 Consumer Staples 4.16%
4 Healthcare 3.94%
5 Financials 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUNS
651
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$165K 0.01%
11,300
-12,300
-52% -$171K
BWP
652
DELISTED
Boardwalk Pipeline Partners
BWP
$164K 0.01%
11,003
-848
-7% -$10.3K
NKX icon
653
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$161K 0.01%
+10,028
New +$157K
BLW icon
654
BlackRock Limited Duration Income Trust
BLW
$500M
$160K 0.01%
10,840
-697
-6% -$9.84K
EHI
655
Western Asset Global High Income Fund
EHI
$179M
$151K 0.01%
16,671
-1,302
-7% -$11K
PFO
656
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$151K 0.01%
+12,585
New +$138K
MFD
657
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$149K 0.01%
12,180
-600
-5% -$6.82K
HTGC icon
658
Hercules Capital
HTGC
$2.98B
$148K 0.01%
12,363
-54,066
-81% -$601K
FT
659
Franklin Universal Trust
FT
$202M
$147K 0.01%
23,741
-1,981
-8% -$11.6K
BKCC
660
DELISTED
BlackRock Capital Investment Corporation
BKCC
$147K 0.01%
15,650
-3,500
-18% -$31.2K
JPS
661
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$145K 0.01%
16,141
-1,500
-9% -$13.4K
TWO
662
Two Harbors Investment
TWO
$1.27B
$142K 0.01%
2,238
– –
BTZ icon
663
BlackRock Credit Allocation Income Trust
BTZ
$943M
$139K 0.01%
11,218
-2,434
-18% -$29.5K
HBAN icon
664
Huntington Bancshares
HBAN
$37B
$131K 0.01%
13,675
+1,912
+16% +$17.6K
ETY icon
665
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$129K 0.01%
+12,246
New +$126K
JQC icon
666
Nuveen Credit Strategies Income Fund
JQC
$708M
$129K 0.01%
16,150
-900
-5% -$6.81K
PHK
667
PIMCO High Income Fund
PHK
$869M
$124K 0.01%
13,909
– –
CTT
668
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$124K 0.01%
11,537
+478
+4% +$5.13K
NUV icon
669
Nuveen Municipal Value Fund
NUV
$1.92B
$120K 0.01%
11,523
– –
JFR icon
670
Nuveen Floating Rate Income Fund
JFR
$1.24B
$112K 0.01%
11,284
– –
VVR icon
671
Invesco Senior Income Trust
VVR
$460M
$109K 0.01%
27,165
+3,140
+13% +$12.1K
PFL
672
PIMCO Income Strategy Fund
PFL
$384M
$105K 0.01%
11,018
+250
+2% +$2.32K
TAC icon
673
TransAlta
TAC
$4.44B
$103K 0.01%
+22,268
New +$86.2K
PBR icon
674
Petrobras
PBR
$122B
$98K 0.01%
+17,003
New +$68.7K
BB icon
675
BlackBerry
BB
$5.25B
$96K 0.01%
11,986
+1,060
+10% +$7.95K
25 26
27
28 29

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Cetera Advisors held 803 positions worth $1.2B, up 1.1% from $1.18B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors's Q1 2016 filing shows 89 new, 255 increased, 330 reduced and 86 closed positions. Its largest new stake was Kohl's: 49,139 shares worth $2.29M. The largest sale was iShares Core S&P 500 ETF, an estimated $12.2M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 5.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Cetera Advisors's largest Q1 2016 buy was Kohl's: 49,139 shares worth $2.29M.
  • Cetera Advisors added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $17M increase.
  • Cetera Advisors's biggest Q1 2016 reduction was iShares Core S&P 500 ETF, cutting an estimated $12.2M.
  • Cetera Advisors fully exited ProShares UltraPro Dow 30 in Q1 2016, selling an estimated $3.19M.
  • Cetera Advisors's ten largest holdings make up 20% of its $1.2B portfolio in Q1 2016.
  • Cetera Advisors opened 89 new positions and closed 86 in Q1 2016.
  • Cetera Advisors's portfolio value rose 1.1% quarter-over-quarter to $1.2B.

Based on Cetera Advisors's 13F filing for Q1 2016, filed 13 May 2016.