We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQM
651
DELISTED
EQM Midstream Partners, LP
EQM
– –
-5,355
Closed -$522K
GOV
652
DELISTED
Government Properties Income Trust
GOV
– –
-10,182
Closed -$261K
AET
653
DELISTED
Aetna Inc
AET
– –
-10,494
Closed -$856K
NFO
654
DELISTED
Invesco Insider Sentiment ETF
NFO
– –
-4,770
Closed -$235K
APOL
655
DELISTED
Apollo Education Group Inc Class A
APOL
– –
-30,879
Closed -$967K
NRF
656
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-10,147
Closed -$345K
CNL
657
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-3,725
Closed -$220K
PCP
658
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-942
Closed -$238K
RKT
659
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-14,936
Closed -$790K
COCO
660
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-10,250
Closed -$3K
OIBR.C
661
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$0 ﹤0.01%
24
– –
KOG
662
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-10,100
Closed -$147K
GA
663
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
– –
-20,438
Closed -$239K
LXK
664
DELISTED
Lexmark Intl Inc
LXK
– –
-4,355
Closed -$210K
CB
665
DELISTED
CHUBB CORPORATION
CB
– –
-3,067
Closed -$283K
AAN.A
666
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-17,494
Closed -$623K
23 24 25 26
27

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.