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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-17.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.86B
AUM Growth
-$478M
Cap. Flow
-$31.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
27.14%
Holding
987
New
68
Increased
375
Reduced
329
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.8M
2
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.98M
3
TSN icon
Tyson Foods
TSN
+$9.01M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.92M
5
HON icon
Honeywell
HON
+$6.56M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$55M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$23.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$22.4M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$13M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 6.92%
2 Financials 4.18%
3 Industrials 3.55%
4 Consumer Discretionary 3.31%
5 Healthcare 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEA icon
626
Lear
LEA
$7.19B
$271K 0.01%
3,334
– –
OXY icon
627
Occidental Petroleum
OXY
$57B
$271K 0.01%
23,370
+15,100
+183% +$496K
REGL icon
628
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$270K 0.01%
5,986
-630
-10% -$34.8K
LYB icon
629
LyondellBasell Industries
LYB
$19.5B
$269K 0.01%
5,430
-394
-7% -$29K
MMP
630
DELISTED
Magellan Midstream Partners, L.P.
MMP
$269K 0.01%
7,361
-319
-4% -$17.1K
TROW icon
631
T. Rowe Price
TROW
$25B
$268K 0.01%
2,748
-213
-7% -$26.1K
VEEV icon
632
Veeva Systems
VEEV
$30.3B
$268K 0.01%
+1,717
New +$252K
HISF icon
633
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.4M
$267K 0.01%
6,450
+2,000
+45% +$96.4K
SCZ icon
634
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$267K 0.01%
6,494
-5,776
-47% -$321K
UFOX
635
Defiance Space and Connective Tech ETF
UFOX
$851M
$266K 0.01%
+12,200
New +$303K
VTEB icon
636
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$265K 0.01%
5,004
+469
+10% +$25.1K
DOCU
637
DocuSign
DOCU
$9.63B
$264K 0.01%
2,858
+137
+5% +$11K
URG
638
Ur-Energy
URG
$485M
$264K 0.01%
678,152
+32,069
+5% +$15.4K
CIBR icon
639
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$263K 0.01%
10,222
-24,676
-71% -$723K
IAT icon
640
iShares US Regional Banks ETF
IAT
$685M
$263K 0.01%
9,086
-1,250
-12% -$53.5K
FUN icon
641
Cedar Fair
FUN
$1.78B
$258K 0.01%
14,064
-16,899
-55% -$742K
SNY icon
642
Sanofi
SNY
$104B
$258K 0.01%
5,893
+380
+7% +$18.2K
UL icon
643
Unilever
UL
$131B
$258K 0.01%
4,534
-231
-5% -$14.5K
CGC
644
Canopy Growth
CGC
$375M
$256K 0.01%
1,778
+158
+10% +$29.7K
ETY icon
645
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$256K 0.01%
27,432
+756
+3% +$8.69K
STX icon
646
Seagate
STX
$193B
$255K 0.01%
5,219
+731
+16% +$39K
SPGI icon
647
S&P Global
SPGI
$126B
$254K 0.01%
1,036
+7
+0.7% +$1.92K
KSU
648
DELISTED
Kansas City Southern
KSU
$254K 0.01%
1,999
+95
+5% +$14.5K
DVLU icon
649
First Trust Dorsey Wright Momentum & Value ETF
DVLU
$47M
$252K 0.01%
+21,000
New +$361K
MS icon
650
Morgan Stanley
MS
$337B
$252K 0.01%
7,402
+1,090
+17% +$51.3K
24 25
26
27 28

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MNG
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DPAM
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VAM
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CAN
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ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Cetera Advisors held 987 positions worth $1.86B, down 20% from $2.34B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors's Q1 2020 filing shows 68 new, 375 increased, 329 reduced and 181 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $55M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $65.8M increase.
  • Cetera Advisors's biggest Q1 2020 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $55M.
  • Cetera Advisors fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2020, selling an estimated $23.5M.
  • Cetera Advisors's ten largest holdings make up 27% of its $1.86B portfolio in Q1 2020.
  • Cetera Advisors opened 68 new positions and closed 181 in Q1 2020.
  • Cetera Advisors's portfolio value fell 20% quarter-over-quarter to $1.86B.

Based on Cetera Advisors's 13F filing for Q1 2020, filed 8 May 2020.