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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRI icon
626
Thomson Reuters
TRI
$37.4B
$302K 0.02%
5,898
+850
+17% +$45.6K
TMO icon
627
Thermo Fisher Scientific
TMO
$213B
$299K 0.02%
1,339
+236
+21% +$55.4K
NIM icon
628
Nuveen Select Maturities Municipal Fund
NIM
$117M
$298K 0.02%
31,150
– –
GGME icon
629
Invesco Next Gen Media and Gaming ETF
GGME
$43.7M
$295K 0.02%
+10,380
New +$317K
HPE icon
630
Hewlett Packard
HPE
$63.1B
$295K 0.02%
22,432
-10,979
-33% -$164K
FIW icon
631
First Trust Water ETF
FIW
$1.82B
$294K 0.02%
6,689
-5,430
-45% -$254K
DNKN
632
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$294K 0.02%
4,646
+1,647
+55% +$117K
IFGL icon
633
iShares International Developed Real Estate ETF
IFGL
$81M
$293K 0.02%
10,894
-28,824
-73% -$797K
KBWY icon
634
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$315M
$293K 0.02%
10,831
-758
-7% -$23.4K
RDIV icon
635
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.34B
$293K 0.02%
8,772
-205
-2% -$7.56K
CB icon
636
Chubb
CB
$137B
$292K 0.02%
2,273
-243
-10% -$31.4K
IYK icon
637
iShares US Consumer Staples ETF
IYK
$1.37B
$292K 0.02%
8,235
-567
-6% -$21.6K
HSBC icon
638
HSBC
HSBC
$349B
$291K 0.02%
7,437
-6,426
-46% -$257K
TY icon
639
TRI-Continental Corp
TY
$1.85B
$290K 0.02%
+12,344
New +$318K
IMOM icon
640
Alpha Architect International Quantitative Momentum ETF
IMOM
$153M
$289K 0.02%
12,427
-7,915
-39% -$198K
KNCT icon
641
Invesco Next Gen Connectivity ETF
KNCT
$157M
$289K 0.02%
+5,835
New +$300K
ALGN icon
642
Align Technology
ALGN
$12B
$287K 0.02%
1,388
-1,902
-58% -$481K
ROBO icon
643
ROBO Global Robotics & Automation Index ETF
ROBO
$1.92B
$285K 0.02%
8,749
-4,238
-33% -$154K
PGF icon
644
Invesco Financial Preferred ETF
PGF
$674M
$284K 0.02%
16,181
-7,903
-33% -$139K
RWO icon
645
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$284K 0.02%
6,392
-305
-5% -$14.1K
AEE icon
646
Ameren
AEE
$31.3B
$282K 0.02%
4,318
+913
+27% +$60.9K
KBE icon
647
State Street SPDR S&P Bank ETF
KBE
$1.63B
$282K 0.02%
7,526
-472
-6% -$20K
EDIV icon
648
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
$280K 0.02%
9,446
-1,573
-14% -$46.6K
PRU icon
649
Prudential Financial
PRU
$40.9B
$279K 0.02%
3,452
+200
+6% +$18.4K
LNG icon
650
Cheniere Energy
LNG
$57B
$278K 0.02%
4,644
+300
+7% +$18.5K
24 25
26
27 28

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.