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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.18B
AUM Growth
+$132M
Cap. Flow
+$110M
Cap. Flow %
9.29%
Top 10 Hldgs %
20.76%
Holding
782
New
106
Increased
336
Reduced
237
Closed
68

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$8.12M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.91M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$6.16M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.85M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.75M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.09M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.9M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.88M
4
AAP icon
Advance Auto Parts
AAP
+$2.3M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.03M

Sector Composition

Rank Sector Weight
1 Energy 5.29%
2 Healthcare 4.77%
3 Technology 4.69%
4 Financials 4.6%
5 Consumer Discretionary 3.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFM
626
DELISTED
Whole Foods Market Inc
WFM
$205K 0.02%
6,192
-1,772
-22% -$56.3K
MYD
627
DELISTED
BlackRock MuniYield Fund
MYD
$204K 0.02%
13,728
– –
CMI icon
628
Cummins
CMI
$91.2B
$203K 0.02%
2,317
+41
+2% +$4.09K
KDP icon
629
Keurig Dr Pepper
KDP
$41.1B
$202K 0.02%
+2,173
New +$193K
ADAM
630
Adamas Trust
ADAM
$790M
$201K 0.02%
9,422
+2,925
+45% +$66.1K
SMLV icon
631
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$256M
$201K 0.02%
+2,700
New +$205K
VWOB icon
632
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$201K 0.02%
+2,722
New +$205K
SFLY
633
DELISTED
Shutterfly, Inc.
SFLY
$201K 0.02%
4,561
-5,325
-54% -$228K
SPYG icon
634
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.9B
$200K 0.02%
+7,988
New +$201K
AA icon
635
Alcoa
AA
$12.2B
$195K 0.02%
8,292
+1,318
+19% +$29.4K
SRCI
636
DELISTED
SRC Energy Inc
SRCI
$195K 0.02%
22,900
– –
IFLN
637
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$194K 0.02%
11,143
-1,754
-14% -$31.4K
NE
638
DELISTED
Noble Corporation
NE
$191K 0.02%
18,225
-392
-2% -$4.93K
RNP icon
639
Cohen & Steers REIT and Preferred and Income Fund
RNP
$985M
$186K 0.02%
10,155
+125
+1% +$2.23K
ABEV icon
640
Ambev
ABEV
$48.5B
$181K 0.02%
40,690
– –
DL
641
DELISTED
China Distance Education Holdings Limited
DL
$181K 0.02%
+12,300
New +$180K
BKCC
642
DELISTED
BlackRock Capital Investment Corporation
BKCC
$180K 0.02%
19,150
+2,000
+12% +$18.9K
ETV
643
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$175K 0.01%
+11,374
New +$171K
BTZ icon
644
BlackRock Credit Allocation Income Trust
BTZ
$943M
$170K 0.01%
13,652
-2,092
-13% -$25.8K
BLW icon
645
BlackRock Limited Duration Income Trust
BLW
$500M
$168K 0.01%
11,537
-557
-5% -$8.06K
PBCT
646
DELISTED
People's United Financial Inc
PBCT
$168K 0.01%
10,460
-1,152
-10% -$18.7K
PEY icon
647
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
$166K 0.01%
12,460
-1,244
-9% -$16.7K
MPV
648
Barings Participation Investors
MPV
$165M
$161K 0.01%
+11,700
New +$160K
JPS
649
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$160K 0.01%
17,641
+7,350
+71% +$66.6K
NIO
650
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$160K 0.01%
+11,150
New +$157K
24 25
26
27 28

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Cetera Advisors held 782 positions worth $1.18B, up 13% from $1.05B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $110M of net new capital in Q4 2015, opening 106 new positions and adding to 336 existing holdings. Its largest new stake was Alphabet (Google) Class A: 131,040 shares worth $5.12M.

By sector, the portfolio is most concentrated in Energy at 5.3% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $3.09M trimmed.

  • Cetera Advisors's largest Q4 2015 buy was Alphabet (Google) Class A: 131,040 shares worth $5.12M.
  • Cetera Advisors added most to Invesco QQQ Trust in Q4 2015, an estimated $8.12M increase.
  • Cetera Advisors's biggest Q4 2015 reduction was iShares Russell 2000 Value ETF, cutting an estimated $3.09M.
  • Cetera Advisors fully exited Advance Auto Parts in Q4 2015, selling an estimated $2.3M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.18B portfolio in Q4 2015.
  • Cetera Advisors opened 106 new positions and closed 68 in Q4 2015.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $1.18B.

Based on Cetera Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.