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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-7.67%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.05B
AUM Growth
-$122M
Cap. Flow
-$18.8M
Cap. Flow %
-1.79%
Top 10 Hldgs %
20.53%
Holding
777
New
65
Increased
287
Reduced
286
Closed
102

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.3M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.3M
3
VER
VEREIT, Inc.
VER
+$3.71M
4
TTE icon
TotalEnergies
TTE
+$3.57M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.47M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.55M
2
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.38M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.36M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.32M
5
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$4.09M

Sector Composition

Rank Sector Weight
1 Energy 6.17%
2 Technology 4.82%
3 Financials 4.78%
4 Healthcare 4.76%
5 Real Estate 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATAXZ
626
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$124K 0.01%
+23,500
New +$124K
UNG icon
627
United States Natural Gas Fund
UNG
$474M
$121K 0.01%
669
-180
-21% -$37.5K
SDRL
628
DELISTED
Seadrill Limited Common Stock
SDRL
$119K 0.01%
74
-11
-13% -$23.5K
JVA icon
629
Coffee Holding Co
JVA
$19.9M
$116K 0.01%
28,941
– –
JFR icon
630
Nuveen Floating Rate Income Fund
JFR
$1.24B
$112K 0.01%
11,284
– –
PHYS icon
631
Sprott Physical Gold
PHYS
$14.6B
$112K 0.01%
+12,158
New +$113K
JCP
632
DELISTED
J.C. Penney Company, Inc.
JCP
$110K 0.01%
11,763
-3,480
-23% -$30.8K
DNP icon
633
DNP Select Income Fund
DNP
$4.16B
$109K 0.01%
12,079
+806
+7% +$7.98K
LEO
634
BNY Mellon Strategic Municipals
LEO
$391M
$105K 0.01%
12,900
-940
-7% -$7.57K
VVR icon
635
Invesco Senior Income Trust
VVR
$459M
$100K 0.01%
24,025
– –
PFL
636
PIMCO Income Strategy Fund
PFL
$383M
$99K 0.01%
10,293
-1,000
-9% -$10.2K
PAAS icon
637
Pan American Silver
PAAS
$18.6B
$98K 0.01%
+15,239
New +$104K
NSL
638
DELISTED
NUVEEN SENIOR INCM FD
NSL
$96K 0.01%
16,300
– –
TPLM
639
DELISTED
Triangle Petroleum Corporation
TPLM
$92K 0.01%
65,132
+11,995
+23% +$40.3K
BGC icon
640
BGC Group
BGC
$5.5B
$91K 0.01%
+17,307
New +$101K
JPS
641
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$91K 0.01%
+10,291
New +$92.6K
GDF
642
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$91K 0.01%
11,400
-4,650
-29% -$39.9K
MSD
643
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$90K 0.01%
10,825
-975
-8% -$8.49K
EVF
644
Eaton Vance Senior Income Trust
EVF
$90.7M
$85K 0.01%
14,500
– –
JQC icon
645
Nuveen Credit Strategies Income Fund
JQC
$707M
$83K 0.01%
+10,450
New +$88K
NCV
646
Virtus Convertible & Income Fund
NCV
$382M
$81K 0.01%
3,465
– –
PHK
647
PIMCO High Income Fund
PHK
$863M
$81K 0.01%
+10,909
New +$98.9K
RCAP
648
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$76K 0.01%
107,375
+72,730
+210% +$243K
SVU
649
DELISTED
SUPERVALU Inc.
SVU
$74K 0.01%
+1,486
New +$85.4K
VIVS
650
VivoSim Labs
VIVS
$1.59M
$71K 0.01%
108
+13
+14% +$9.87K
24 25
26
27 28

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cetera Advisors held 777 positions worth $1.05B, down 10% from $1.17B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors's Q3 2015 filing shows 65 new, 287 increased, 286 reduced and 102 closed positions. Its largest new stake was Vale: 513,262 shares worth $2.18M. The largest sale was Vanguard Real Estate ETF, an estimated $5.55M.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, down from 6.6% a quarter earlier, followed by Technology and Financials.

  • Cetera Advisors's largest Q3 2015 buy was Vale: 513,262 shares worth $2.18M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $4.3M increase.
  • Cetera Advisors's biggest Q3 2015 reduction was Vanguard Real Estate ETF, cutting an estimated $5.55M.
  • Cetera Advisors fully exited Invesco FTSE RAFI Developed Markets ex-US ETF in Q3 2015, selling an estimated $4.38M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.05B portfolio in Q3 2015.
  • Cetera Advisors opened 65 new positions and closed 102 in Q3 2015.
  • Cetera Advisors's portfolio value fell 10% quarter-over-quarter to $1.05B.

Based on Cetera Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.