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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLNG icon
626
Golar LNG
GLNG
$5.06B
– –
-6,426
Closed -$389K
HUM icon
627
Humana
HUM
$47.7B
– –
-5,853
Closed -$748K
IAT icon
628
iShares US Regional Banks ETF
IAT
$687M
– –
-7,882
Closed -$274K
IDGT icon
629
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$490M
– –
-15,004
Closed -$527K
JRI icon
630
Nuveen Real Asset Income & Growth Fund
JRI
$355M
– –
-9,962
Closed -$201K
KDP icon
631
Keurig Dr Pepper
KDP
$41.1B
– –
-2,041
Closed -$200K
KKR icon
632
KKR & Co
KKR
$85.8B
– –
-9,292
Closed -$227K
NMM icon
633
Navios Maritime Partners
NMM
$2.09B
– –
-819
Closed -$240K
NZF icon
634
Nuveen Municipal Credit Income Fund
NZF
$2.43B
– –
-10,000
Closed -$138K
PALL icon
635
abrdn Physical Palladium Shares ETF
PALL
$629M
– –
-24,250
Closed -$398K
PEJ icon
636
Invesco Leisure and Entertainment ETF
PEJ
$253M
– –
-8,612
Closed -$292K
PHM icon
637
Pultegroup
PHM
$24.1B
– –
-362,391
Closed -$7.29M
PIZ icon
638
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$729M
– –
-61,560
Closed -$1.62M
PKG icon
639
Packaging Corp of America
PKG
$20.3B
– –
-3,010
Closed -$215K
PNQI icon
640
Invesco NASDAQ Internet ETF
PNQI
$510M
– –
-19,100
Closed -$260K
PNW icon
641
Pinnacle West Capital
PNW
$12.9B
– –
-26,452
Closed -$1.52M
RSPG icon
642
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$571M
– –
-10,955
Closed -$1.01M
SCCO icon
643
Southern Copper
SCCO
$153B
– –
-10,369
Closed -$291K
SCHH icon
644
Schwab US REIT ETF
SCHH
$11.5B
– –
-44,700
Closed -$797K
SCZ icon
645
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
– –
-9,295
Closed -$490K
SOYB icon
646
Teucrium Soybean Fund
SOYB
$56.8M
– –
-8,845
Closed -$213K
TGB
647
Trekor Metals
TGB
$2.77B
– –
-10,000
Closed -$30K
WOLF icon
648
Wolfspeed
WOLF
$1.52B
– –
-11,457
Closed -$572K
RJN
649
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return
RJN
– –
-16,710
Closed -$124K
NUAN
650
DELISTED
Nuance Communications, Inc.
NUAN
– –
-57,285
Closed -$930K
23 24 25
26
27

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.