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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBT icon
626
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$291M
– –
-3,878
Closed -$261K
URTH icon
627
iShares MSCI World ETF
URTH
$8.06B
– –
-6,315
Closed -$450K
VAW icon
628
Vanguard Materials ETF
VAW
$2.99B
– –
-10,399
Closed -$1.11M
WDC icon
629
Western Digital
WDC
$194B
– –
-8,315
Closed -$578K
VGR
630
DELISTED
Vector Group Ltd.
VGR
– –
-81,962
Closed -$945K
DOOR
631
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
– –
-9,000
Closed -$509K
RAD
632
DELISTED
Rite Aid Corporation
RAD
– –
-632
Closed -$79K
ALXN
633
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,413
Closed -$214K
STPP
634
DELISTED
iPath US Treasury Steepener ETN
STPP
– –
-11,410
Closed -$451K
GM.WS.B
635
DELISTED
General Motors Company
GM.WS.B
– –
-48,949
Closed -$853K
ARRS
636
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-17,271
Closed -$488K
P
637
DELISTED
Pandora Media Inc
P
– –
-8,560
Closed -$259K
PX
638
DELISTED
Praxair Inc
PX
– –
-1,579
Closed -$207K
JO
639
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
– –
-6,172
Closed -$217K
CALD
640
DELISTED
Callidus Software, Inc.
CALD
– –
-14,695
Closed -$184K
QLGC
641
DELISTED
QLOGIC CORP
QLGC
– –
-21,121
Closed -$269K
GM.WS.A
642
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-50,073
Closed -$1.26M
NQU
643
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-16,009
Closed -$213K
ANR
644
DELISTED
Alpha Natural Resources Inc
ANR
– –
-23,312
Closed -$101K
FDO
645
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-3,775
Closed -$219K
SWY
646
DELISTED
SAFEWAY INC
SWY
– –
-6,232
Closed -$206K
NAGS
647
DELISTED
TEUCRIUM COMMODITY TR NATURAL GAS FD
NAGS
– –
-16,100
Closed -$212K
FRX
648
DELISTED
FOREST LABORATORIES INC
FRX
– –
-8,082
Closed -$746K
TYC
649
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-4,717
Closed -$209K
22 23 24 25
26

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MNG
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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.