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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAB icon
601
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$1.04M 0.02%
14,823
+2,979
+25% +$212K
HNDL icon
602
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$632M
$1.03M 0.02%
41,272
+17,967
+77% +$461K
SPGP icon
603
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$1.03M 0.02%
+11,816
New +$1.07M
GSY icon
604
Invesco Ultra Short Duration ETF
GSY
$3.82B
$1.03M 0.02%
20,338
+467
+2% +$23.6K
FDEC icon
605
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$1.02M 0.02%
30,624
+2,799
+10% +$93.9K
GLW icon
606
Corning
GLW
$126B
$1.02M 0.02%
28,099
+6,426
+30% +$257K
IVZ icon
607
Invesco
IVZ
$13.3B
$1.02M 0.02%
42,525
+16,762
+65% +$419K
BSCP
608
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.02M 0.02%
46,122
+28,593
+163% +$638K
BETZ icon
609
Roundhill Sports Betting & iGaming ETF
BETZ
$49.7M
$1.02M 0.02%
34,023
+15,542
+84% +$461K
EUSA icon
610
iShares MSCI USA Equal Weighted ETF
EUSA
$1.84B
$1.02M 0.02%
12,226
-7,487
-38% -$642K
IDU icon
611
iShares US Utilities ETF
IDU
$1.41B
$1.02M 0.02%
12,914
+1,550
+14% +$128K
MFC icon
612
Manulife Financial
MFC
$72.6B
$1.01M 0.02%
52,723
+24,385
+86% +$474K
AVEM icon
613
Avantis Emerging Markets Equity ETF
AVEM
$24.9B
$1.01M 0.02%
15,626
+5,044
+48% +$335K
SLB icon
614
SLB Ltd
SLB
$77.8B
$1.01M 0.02%
34,003
+7,236
+27% +$207K
ECL icon
615
Ecolab
ECL
$75.6B
$1M 0.02%
4,820
+1,068
+28% +$234K
MKC icon
616
McCormick & Company Non-Voting
MKC
$13.4B
$1M 0.02%
12,391
-12,545
-50% -$1.08M
AFRM icon
617
Affirm
AFRM
$23.5B
$990K 0.02%
8,308
-6,719
-45% -$537K
USO icon
618
United States Oil Fund
USO
$2.45B
$985K 0.02%
18,745
-493
-3% -$24.1K
UL icon
619
Unilever
UL
$131B
$983K 0.02%
16,122
+464
+3% +$29.6K
CTVA icon
620
Corteva
CTVA
$59.7B
$979K 0.02%
23,267
+3,201
+16% +$138K
PDP icon
621
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$978K 0.02%
10,934
+709
+7% +$65.2K
EVV
622
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$976K 0.02%
74,033
-1,233
-2% -$16.4K
LYV icon
623
Live Nation Entertainment
LYV
$41.2B
$966K 0.02%
10,602
+4,776
+82% +$402K
SPCE icon
624
Virgin Galactic
SPCE
$320M
$966K 0.02%
1,909
+827
+76% +$491K
APD icon
625
Air Products & Chemicals
APD
$66.3B
$963K 0.02%
3,760
+291
+8% +$80.5K
23 24
25
26 27

Similar funds

MNG
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DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.