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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+14%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$3.12B
AUM Growth
+$463M
Cap. Flow
+$144M
Cap. Flow %
4.6%
Top 10 Hldgs %
26.86%
Holding
1,086
New
133
Increased
512
Reduced
343
Closed
52

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$8.55M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$6.26M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.81M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5.49M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.8M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$11M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.4M
4
BSJK
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
+$6.33M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.33M

Sector Composition

Rank Sector Weight
1 Technology 8.48%
2 Consumer Discretionary 4.63%
3 Financials 4.52%
4 Industrials 3.7%
5 Healthcare 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEX icon
601
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$557K 0.02%
7,580
-289
-4% -$19.9K
PANW icon
602
Palo Alto Networks
PANW
$264B
$557K 0.02%
9,402
+234
+3% +$10.9K
BCV
603
Bancroft Fund
BCV
$136M
$556K 0.02%
18,456
-19,895
-52% -$544K
VONG icon
604
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$553K 0.02%
8,920
-100
-1% -$5.86K
EIX icon
605
Edison International
EIX
$30.7B
$551K 0.02%
8,776
-1
-0% -$60
IWY icon
606
iShares Russell Top 200 Growth ETF
IWY
$16B
$550K 0.02%
4,132
-72
-2% -$9.08K
PGHY icon
607
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$221M
$545K 0.02%
24,528
– –
TY icon
608
TRI-Continental Corp
TY
$1.86B
$545K 0.02%
18,482
-2,084
-10% -$58.3K
SRE icon
609
Sempra
SRE
$60.8B
$543K 0.02%
8,516
+3,388
+66% +$218K
LIN icon
610
Linde
LIN
$237B
$542K 0.02%
2,056
+25
+1% +$6.14K
CME icon
611
CME Group
CME
$92.2B
$538K 0.02%
2,957
-106
-3% -$18K
RWK icon
612
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$536K 0.02%
7,537
+287
+4% +$18.3K
LKFN icon
613
Lakeland Financial Corp
LKFN
$1.52B
$535K 0.02%
9,989
– –
FPF
614
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$533K 0.02%
22,161
-941
-4% -$21.1K
RPM icon
615
RPM International
RPM
$13.7B
$533K 0.02%
5,872
+175
+3% +$15.4K
AGGY icon
616
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$532K 0.02%
9,909
+1,109
+13% +$59.5K
NGG icon
617
National Grid
NGG
$82.7B
$531K 0.02%
10,169
-9,190
-47% -$487K
RSPN icon
618
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$531K 0.02%
16,815
+7,270
+76% +$216K
SLB icon
619
SLB Ltd
SLB
$77.8B
$530K 0.02%
24,273
-5,099
-17% -$96.2K
SWK icon
620
Stanley Black & Decker
SWK
$14.2B
$530K 0.02%
2,970
+160
+6% +$28.4K
TSM icon
621
TSMC
TSM
$2.09T
$530K 0.02%
4,861
+728
+18% +$69K
ALFA
622
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$528K 0.02%
6,874
-685
-9% -$48.9K
SCHB icon
623
Schwab US Broad Market ETF
SCHB
$42.8B
$527K 0.02%
34,752
-7,902
-19% -$113K
SMMV icon
624
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$526K 0.02%
15,507
– –
KNCT icon
625
Invesco Next Gen Connectivity ETF
KNCT
$155M
$524K 0.02%
6,200
+200
+3% +$14.9K
23 24
25
26 27

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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Cetera Advisors held 1,086 positions worth $3.12B, up 17% from $2.66B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors deployed $144M of net new capital in Q4 2020, opening 133 new positions and adding to 512 existing holdings. Its largest new stake was Principal Exchange-Traded Funds Principal Quality ETF: 85,331 shares worth $4.03M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $13.8M trimmed.

  • Cetera Advisors's largest Q4 2020 buy was Principal Exchange-Traded Funds Principal Quality ETF: 85,331 shares worth $4.03M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $9.66M increase.
  • Cetera Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $13.8M.
  • Cetera Advisors fully exited Invesco BulletShares 2020 High Yield Corporate Bond ETF in Q4 2020, selling an estimated $6.33M.
  • Cetera Advisors's ten largest holdings make up 27% of its $3.12B portfolio in Q4 2020.
  • Cetera Advisors opened 133 new positions and closed 52 in Q4 2020.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $3.12B.

Based on Cetera Advisors's 13F filing for Q4 2020, filed 17 Feb 2021.