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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.34B
AUM Growth
+$76.5M
Cap. Flow
-$57.8M
Cap. Flow %
-2.47%
Top 10 Hldgs %
25.79%
Holding
974
New
85
Increased
387
Reduced
397
Closed
56

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.7M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$5.39M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$5.29M
4
TTD icon
Trade Desk
TTD
+$4.45M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.38M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$31.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.55M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.9M
4
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$7.62M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.65%
3 Industrials 3.56%
4 Healthcare 3.2%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
601
Eaton
ETN
$158B
$439K 0.02%
4,622
-577
-11% -$51.2K
BDJ icon
602
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$436K 0.02%
43,579
-754
-2% -$7.09K
CNP icon
603
CenterPoint Energy
CNP
$29.1B
$435K 0.02%
15,951
+1,263
+9% +$34.3K
SRE icon
604
Sempra
SRE
$60.9B
$432K 0.02%
5,674
-1,138
-17% -$83.5K
SWK icon
605
Stanley Black & Decker
SWK
$14.2B
$432K 0.02%
2,611
-50
-2% -$7.74K
BSJQ icon
606
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$903M
$428K 0.02%
+16,310
New +$421K
TD icon
607
Toronto Dominion Bank
TD
$197B
$428K 0.02%
7,615
+160
+2% +$9.07K
SYSB
608
iShares Systematic Bond ETF
SYSB
$1.15B
$425K 0.02%
4,157
– –
IOO icon
609
iShares Global 100 ETF
IOO
$8.59B
$425K 0.02%
7,881
-361
-4% -$18.6K
TNDM icon
610
Tandem Diabetes Care
TNDM
$1.17B
$425K 0.02%
7,133
-2,630
-27% -$162K
AMAT icon
611
Applied Materials
AMAT
$434B
$424K 0.02%
6,980
+109
+2% +$6.13K
DBEU icon
612
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$765M
$422K 0.02%
13,682
+1,887
+16% +$57.2K
LHX icon
613
L3Harris
LHX
$55.9B
$421K 0.02%
2,203
+22
+1% +$4.41K
BNY
614
Bank of New York Mellon
BNY
$108B
$420K 0.02%
8,395
-1,399
-14% -$66.8K
HSY icon
615
Hershey
HSY
$35.3B
$418K 0.02%
2,882
-144
-5% -$21.4K
EWJ icon
616
iShares MSCI Japan ETF
EWJ
$21.8B
$416K 0.02%
7,027
+700
+11% +$41.3K
TSCO icon
617
Tractor Supply
TSCO
$16B
$415K 0.02%
22,300
-100
-0.4% -$1.9K
IP icon
618
International Paper
IP
$21.4B
$413K 0.02%
9,521
+1,079
+13% +$45.3K
PSEC icon
619
Prospect Capital
PSEC
$1.06B
$412K 0.02%
63,882
-2,400
-4% -$15.6K
PRU icon
620
Prudential Financial
PRU
$41.4B
$409K 0.02%
4,404
+1,248
+40% +$115K
FKU icon
621
First Trust United Kingdom AlphaDEX Fund
FKU
$38.1M
$406K 0.02%
+9,900
New +$377K
DLN icon
622
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$402K 0.02%
+7,542
New +$384K
AWK icon
623
American Water Works
AWK
$26.3B
$400K 0.02%
3,266
+85
+3% +$10.3K
REGL icon
624
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$399K 0.02%
6,616
+123
+2% +$7.25K
XLRE icon
625
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.7B
$399K 0.02%
10,264
+726
+8% +$28.1K
23 24
25
26 27

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Cetera Advisors held 974 positions worth $2.34B, up 3.4% from $2.26B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cetera Advisors's Q4 2019 filing shows 85 new, 387 increased, 397 reduced and 56 closed positions. Its largest new stake was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M. The largest sale was Vanguard Total Bond Market, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q4 2019 buy was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2019, an estimated $16.7M increase.
  • Cetera Advisors's biggest Q4 2019 reduction was Vanguard Total Bond Market, cutting an estimated $31.4M.
  • Cetera Advisors fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $3.22M.
  • Cetera Advisors's ten largest holdings make up 26% of its $2.34B portfolio in Q4 2019.
  • Cetera Advisors opened 85 new positions and closed 56 in Q4 2019.
  • Cetera Advisors's portfolio value rose 3.4% quarter-over-quarter to $2.34B.

Based on Cetera Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.