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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
601
Kinder Morgan
KMI
$72.9B
$333K 0.02%
21,566
+7,396
+52% +$125K
FPEI icon
602
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$332K 0.02%
18,076
+2,787
+18% +$52K
JCE icon
603
Nuveen Core Equity Alpha Fund
JCE
$278M
$332K 0.02%
27,531
-3,000
-10% -$40.4K
SONY icon
604
Sony
SONY
$122B
$332K 0.02%
+34,370
New +$364K
ENBL
605
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$332K 0.02%
24,500
-11,500
-32% -$170K
BIIB icon
606
Biogen
BIIB
$29.6B
$330K 0.02%
1,094
-810
-43% -$259K
IWY icon
607
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$330K 0.02%
4,620
-30
-0.6% -$2.32K
BXMT icon
608
Blackstone Mortgage Trust
BXMT
$2.78B
$328K 0.02%
10,314
+4,200
+69% +$142K
MFC icon
609
Manulife Financial
MFC
$71.6B
$328K 0.02%
23,280
+816
+4% +$12.9K
IGF icon
610
iShares Global Infrastructure ETF
IGF
$10.9B
$326K 0.02%
8,310
-3,312
-28% -$136K
IFLN
611
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$325K 0.02%
18,383
-188,837
-91% -$3.42M
FDT icon
612
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$323K 0.02%
6,645
-1,060
-14% -$55.8K
FDRR icon
613
Fidelity Dividend ETF for Rising Rates
FDRR
$725M
$321K 0.02%
11,180
+1,611
+17% +$49.5K
SCHX icon
614
Schwab US Large- Cap ETF
SCHX
$70.8B
$320K 0.02%
32,076
+1,950
+6% +$20.9K
MGV icon
615
Vanguard Mega Cap Value ETF
MGV
$13.2B
$318K 0.02%
4,434
-888
-17% -$67.8K
DHR icon
616
Danaher
DHR
$135B
$316K 0.02%
3,464
+221
+7% +$20.1K
VT icon
617
Vanguard Total World Stock ETF
VT
$76.3B
$316K 0.02%
4,782
-37,147
-89% -$2.6M
XYLD icon
618
Global X S&P 500 Covered Call ETF
XYLD
$3.19B
$316K 0.02%
7,165
-1,092
-13% -$53K
IGPT icon
619
Invesco AI and Next Gen Software ETF
IGPT
$1.26B
$313K 0.02%
12,825
+3,918
+44% +$100K
UTF icon
620
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$313K 0.02%
+15,890
New +$342K
IYE icon
621
iShares US Energy ETF
IYE
$1.74B
$306K 0.02%
9,863
-294
-3% -$10.8K
OHI icon
622
Omega Healthcare
OHI
$15.2B
$306K 0.02%
8,671
-6,568
-43% -$228K
DCP
623
DELISTED
DCP Midstream, LP
DCP
$304K 0.02%
11,500
-2,981
-21% -$107K
BAX icon
624
Baxter International
BAX
$11.2B
$303K 0.02%
4,560
+820
+22% +$55.1K
FGD icon
625
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$303K 0.02%
13,805
-109
-0.8% -$2.56K
23 24
25
26 27

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.