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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-7.67%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.05B
AUM Growth
-$122M
Cap. Flow
-$18.8M
Cap. Flow %
-1.79%
Top 10 Hldgs %
20.53%
Holding
777
New
65
Increased
287
Reduced
286
Closed
102

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.3M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.3M
3
VER
VEREIT, Inc.
VER
+$3.71M
4
TTE icon
TotalEnergies
TTE
+$3.57M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.47M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.55M
2
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.38M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.36M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.32M
5
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$4.09M

Sector Composition

Rank Sector Weight
1 Energy 6.17%
2 Technology 4.82%
3 Financials 4.78%
4 Healthcare 4.76%
5 Real Estate 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPI
601
John Hancock Preferred Income Fund
HPI
$434M
$199K 0.02%
+10,275
New +$200K
NE
602
DELISTED
Noble Corporation
NE
$199K 0.02%
18,617
+959
+5% +$12.1K
PGF icon
603
Invesco Financial Preferred ETF
PGF
$679M
$198K 0.02%
10,882
-373
-3% -$6.82K
TWO
604
Two Harbors Investment
TWO
$1.27B
$197K 0.02%
2,800
-1,021
-27% -$79.5K
BTZ icon
605
BlackRock Credit Allocation Income Trust
BTZ
$943M
$195K 0.02%
15,744
+5,126
+48% +$63.5K
MYD
606
DELISTED
BlackRock MuniYield Fund
MYD
$194K 0.02%
13,728
– –
BBDC icon
607
Barings BDC
BBDC
$873M
$191K 0.02%
11,636
-155
-1% -$3.13K
PDM
608
Piedmont Realty Trust
PDM
$1.2B
$185K 0.02%
10,431
-5,767
-36% -$103K
PBCT
609
DELISTED
People's United Financial Inc
PBCT
$183K 0.02%
11,612
+760
+7% +$12.1K
NIE
610
Virtus Equity & Convertible Income Fund
NIE
$733M
$181K 0.02%
10,510
-2,500
-19% -$46.4K
GDX icon
611
VanEck Gold Miners ETF
GDX
$23.4B
$175K 0.02%
+12,852
New +$186K
PEY icon
612
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
$175K 0.02%
13,704
+3,160
+30% +$41.1K
RNP icon
613
Cohen & Steers REIT and Preferred and Income Fund
RNP
$985M
$174K 0.02%
10,030
-1,100
-10% -$19.4K
BLW icon
614
BlackRock Limited Duration Income Trust
BLW
$500M
$173K 0.02%
12,094
-269
-2% -$3.99K
AA icon
615
Alcoa
AA
$12.2B
$158K 0.02%
6,974
+1,569
+29% +$36.7K
BKCC
616
DELISTED
BlackRock Capital Investment Corporation
BKCC
$154K 0.01%
+17,150
New +$158K
BWP
617
DELISTED
Boardwalk Pipeline Partners
BWP
$154K 0.01%
13,118
-3,395
-21% -$46.3K
EHI
618
Western Asset Global High Income Fund
EHI
$179M
$148K 0.01%
16,413
-2,200
-12% -$21.4K
EWJ icon
619
iShares MSCI Japan ETF
EWJ
$22B
$148K 0.01%
+3,279
New +$162K
OCSL icon
620
Oaktree Specialty Lending
OCSL
$1.04B
$144K 0.01%
7,712
– –
ADAM
621
Adamas Trust
ADAM
$790M
$142K 0.01%
6,497
-2,875
-31% -$79.7K
FT
622
Franklin Universal Trust
FT
$202M
$141K 0.01%
23,722
-4,083
-15% -$25.5K
MFA
623
MFA Financial
MFA
$944M
$131K 0.01%
4,865
-343
-7% -$10.1K
MFD
624
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$126K 0.01%
+10,080
New +$138K
HBAN icon
625
Huntington Bancshares
HBAN
$37B
$124K 0.01%
+11,762
New +$131K
23 24
25
26 27

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cetera Advisors held 777 positions worth $1.05B, down 10% from $1.17B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors's Q3 2015 filing shows 65 new, 287 increased, 286 reduced and 102 closed positions. Its largest new stake was Vale: 513,262 shares worth $2.18M. The largest sale was Vanguard Real Estate ETF, an estimated $5.55M.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, down from 6.6% a quarter earlier, followed by Technology and Financials.

  • Cetera Advisors's largest Q3 2015 buy was Vale: 513,262 shares worth $2.18M.
  • Cetera Advisors added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $4.3M increase.
  • Cetera Advisors's biggest Q3 2015 reduction was Vanguard Real Estate ETF, cutting an estimated $5.55M.
  • Cetera Advisors fully exited Invesco FTSE RAFI Developed Markets ex-US ETF in Q3 2015, selling an estimated $4.38M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.05B portfolio in Q3 2015.
  • Cetera Advisors opened 65 new positions and closed 102 in Q3 2015.
  • Cetera Advisors's portfolio value fell 10% quarter-over-quarter to $1.05B.

Based on Cetera Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.