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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.85%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.03B
AUM Growth
-$286M
Cap. Flow
-$289M
Cap. Flow %
-28.11%
Top 10 Hldgs %
19.22%
Holding
730
New
111
Increased
300
Reduced
203
Closed
74

Top Buys

Rank Stock Value
1
PGH
Pengrowth Energy Corporation
PGH
+$10.9M
2
UNG icon
United States Natural Gas Fund
UNG
+$7.78M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.38M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$6.51M
5
ERF
Enerplus Corporation
ERF
+$6.09M

Top Sells

Rank Stock Value
1
RDOG icon
ALPS REIT Dividend Dogs ETF
RDOG
+$3.46M
2
APU
AmeriGas Partners, L.P.
APU
+$2.32M
3
HR icon
Healthcare Realty
HR
+$2.29M
4
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$2.23M
5
HCT
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
+$1.86M

Sector Composition

Rank Sector Weight
1 Energy 6.18%
2 Financials 4.97%
3 Industrials 4.9%
4 Technology 4.78%
5 Healthcare 4.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSQ icon
601
Calamos Strategic Total Return Fund
CSQ
$3.24B
$185K 0.02%
16,288
+821
+5% +$9.48K
BLW icon
602
BlackRock Limited Duration Income Trust
BLW
$494M
$180K 0.02%
11,386
-382
-3% -$6.09K
NUO
603
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$174K 0.02%
11,272
– –
FT
604
Franklin Universal Trust
FT
$202M
$165K 0.02%
23,122
+5,481
+31% +$39.2K
TWO
605
Two Harbors Investment
TWO
$1.27B
$165K 0.02%
2,063
– –
BB icon
606
BlackBerry
BB
$5.18B
$162K 0.02%
14,981
+750
+5% +$7.68K
MFA
607
MFA Financial
MFA
$933M
$159K 0.02%
5,016
+89
+2% +$2.93K
ETV
608
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.73B
$158K 0.02%
+11,294
New +$167K
RVT icon
609
Royce Value Trust
RVT
$2.2B
$157K 0.02%
10,970
-7,252
-40% -$107K
PFO
610
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$155K 0.02%
+13,200
New +$151K
CRRC
611
DELISTED
COURIER CORP
CRRC
$152K 0.01%
10,158
– –
HCT
612
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$152K 0.01%
12,768
-163,760
-93% -$1.86M
JVA icon
613
Coffee Holding Co
JVA
$19.9M
$142K 0.01%
+27,266
New +$150K
GLOWE
614
DELISTED
GLOWPOINT INC
GLOWE
$140K 0.01%
127,250
– –
ALSK
615
DELISTED
Alaska Communications Systems
ALSK
$137K 0.01%
+79,775
New +$119K
JPS
616
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$136K 0.01%
15,166
+3,375
+29% +$30.4K
PFL
617
PIMCO Income Strategy Fund
PFL
$384M
$133K 0.01%
11,293
– –
SDRL
618
DELISTED
Seadrill Limited Common Stock
SDRL
$132K 0.01%
41
-6
-13% -$30.1K
BTU
619
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$130K 0.01%
1,137
+331
+41% +$49.4K
ARR
620
Armour Residential REIT
ARR
$2.01B
$129K 0.01%
871
– –
VKI icon
621
Invesco Advantage Municipal Income Trust II
VKI
$398M
$128K 0.01%
11,000
– –
MSD
622
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$124K 0.01%
13,700
– –
WIN
623
DELISTED
Windstream Holdings Inc
WIN
$121K 0.01%
1,870
-1,612
-46% -$123K
PSP icon
624
Invesco Global Listed Private Equity ETF
PSP
$225M
$117K 0.01%
2,130
-2,981
-58% -$164K
NCV
625
Virtus Convertible & Income Fund
NCV
$382M
$115K 0.01%
+3,048
New +$114K
23 24
25
26 27

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Cetera Advisors held 730 positions worth $1.03B, down 22% from $1.31B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors withdrew a net $289M in Q4 2014, closing 74 positions and reducing 203 holdings. Its most notable exit was ALPS REIT Dividend Dogs ETF, an estimated $3.46M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, up from 4.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Pengrowth Energy Corporation worth $9.17M.

  • Cetera Advisors's largest Q4 2014 buy was Pengrowth Energy Corporation: 2,945,247 shares worth $9.17M.
  • Cetera Advisors added most to Vanguard Real Estate ETF in Q4 2014, an estimated $7.38M increase.
  • Cetera Advisors's biggest Q4 2014 reduction was AmeriGas Partners, L.P., cutting an estimated $2.32M.
  • Cetera Advisors fully exited ALPS REIT Dividend Dogs ETF in Q4 2014, selling an estimated $3.46M.
  • Cetera Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q4 2014.
  • Cetera Advisors opened 111 new positions and closed 74 in Q4 2014.
  • Cetera Advisors's portfolio value fell 22% quarter-over-quarter to $1.03B.

Based on Cetera Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.