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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
601
SiriusXM
SIRI
$10B
$64K ﹤0.01%
1,913
-491
-20% -$17.2K
HK
602
DELISTED
Halcon Resources Corporation
HK
$59K ﹤0.01%
87
– –
SD
603
DELISTED
SANDRIDGE ENERGY, INC.
SD
$57K ﹤0.01%
+13,315
New +$74.4K
MIN
604
Aberdeen Intermediate Income Fund
MIN
$280M
$56K ﹤0.01%
+10,892
New +$56.5K
KOPN icon
605
Kopin
KOPN
$695M
$54K ﹤0.01%
15,800
– –
CXE
606
DELISTED
MFS High Income Municipal Trust
CXE
$48K ﹤0.01%
+10,000
New +$47.6K
HYF
607
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$37K ﹤0.01%
18,468
– –
AUQ
608
DELISTED
AURICO GOLD INC COM
AUQ
$36K ﹤0.01%
+10,100
New +$41.6K
DTV
609
DELISTED
DIRECTV COM STK (DE)
DTV
$32K ﹤0.01%
+380
New +$32.7K
AMRN
610
Amarin Corp
AMRN
$287M
$15K ﹤0.01%
660
+40
+6% +$1.3K
VRNG
611
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$10K ﹤0.01%
1,100
– –
BTM
612
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$7K ﹤0.01%
10,180
– –
HTM
613
DELISTED
U.S. Geothermal Inc.
HTM
$6K ﹤0.01%
1,750
-125
-7% -$468
AIG.WS
614
DELISTED
American International Group, Inc.
AIG.WS
$2K ﹤0.01%
+142
New +$3.59K
AGCO icon
615
AGCO
AGCO
$8.49B
– –
-17,889
Closed -$777K
ANF icon
616
Abercrombie & Fitch
ANF
$4.27B
– –
-24,832
Closed -$1.08M
APA icon
617
APA Corp
APA
$12.8B
– –
-2,397
Closed -$242K
AVT icon
618
Avnet
AVT
$7.39B
– –
-14,117
Closed -$625K
BOND icon
619
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.3B
– –
-11,722
Closed -$1.28M
CLMT icon
620
Calumet Specialty Products
CLMT
$3.85B
– –
-6,499
Closed -$205K
ES icon
621
Eversource Energy
ES
$28B
– –
-5,634
Closed -$265K
ETY icon
622
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
– –
-10,629
Closed -$126K
EWG icon
623
iShares MSCI Germany ETF
EWG
$1.51B
– –
-14,881
Closed -$467K
FTI icon
624
TechnipFMC
FTI
$29.9B
– –
-5,087
Closed -$229K
FXA icon
625
Invesco CurrencyShares Australian Dollar Trust
FXA
$97M
– –
-2,599
Closed -$244K
23 24
25
26 27

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MNG
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DPAM
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VAM
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CAN
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ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.