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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
576
iShares US Energy ETF
IYE
$1.74B
$1.11M 0.02%
39,201
-4,252
-10% -$114K
DD icon
577
DuPont de Nemours
DD
$18.6B
$1.11M 0.02%
12,977
+1,564
+14% +$145K
DLR icon
578
Digital Realty Trust
DLR
$73.7B
$1.1M 0.02%
7,645
+945
+14% +$148K
FAPR icon
579
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
$1.1M 0.02%
35,678
+10,395
+41% +$325K
DTEC icon
580
ALPS Disruptive Technologies ETF
DTEC
$68.8M
$1.1M 0.02%
22,623
+1,590
+8% +$79.1K
PDBC icon
581
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$1.1M 0.02%
52,070
+12,183
+31% +$244K
SPIP icon
582
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$1.1M 0.02%
35,231
+6,278
+22% +$197K
BSCN
583
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.1M 0.02%
50,559
+22,800
+82% +$495K
VONG icon
584
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$1.09M 0.02%
15,520
-153
-1% -$11.1K
XMLV icon
585
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$1.09M 0.02%
20,788
+1,182
+6% +$64.1K
ALB icon
586
Albemarle
ALB
$13.5B
$1.09M 0.02%
4,981
+789
+19% +$169K
NTR icon
587
Nutrien
NTR
$32.7B
$1.08M 0.02%
16,667
+6,260
+60% +$383K
ORLY icon
588
O'Reilly Automotive
ORLY
$72.4B
$1.08M 0.02%
26,520
+8,100
+44% +$324K
PPL
589
PPL Corp
PPL
$27.3B
$1.07M 0.02%
38,547
+2,554
+7% +$73.7K
MPC icon
590
Marathon Petroleum
MPC
$90.3B
$1.07M 0.02%
17,310
+4,523
+35% +$260K
FISV
591
Fiserv Inc
FISV
$27.2B
$1.07M 0.02%
9,821
-7,698
-44% -$860K
HPQ icon
592
HP
HPQ
$23.5B
$1.07M 0.02%
38,957
+9,910
+34% +$285K
SHV icon
593
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$1.06M 0.02%
9,644
-198
-2% -$21.9K
PLUG icon
594
Plug Power
PLUG
$2.92B
$1.06M 0.02%
41,533
+13,525
+48% +$362K
NFLT icon
595
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$441M
$1.06M 0.02%
41,645
+1,050
+3% +$26.8K
FTNT icon
596
Fortinet
FTNT
$112B
$1.05M 0.02%
18,060
+3,220
+22% +$186K
SCHX icon
597
Schwab US Large- Cap ETF
SCHX
$70.9B
$1.05M 0.02%
60,648
+13,272
+28% +$237K
COF icon
598
Capital One
COF
$124B
$1.05M 0.02%
6,463
+3,366
+109% +$549K
EXC icon
599
Exelon
EXC
$48.6B
$1.05M 0.02%
30,367
+3,160
+12% +$108K
LYG icon
600
Lloyds Banking Group
LYG
$87.4B
$1.04M 0.02%
426,507
-5,300
-1% -$13K
22 23
24
25 26

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.