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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBAC icon
576
SBA Communications
SBAC
$18.5B
$456K 0.02%
+1,909
New +$472K
CGC
577
Canopy Growth
CGC
$382M
$454K 0.02%
2,019
-244
-11% -$74.6K
MFC icon
578
Manulife Financial
MFC
$71.6B
$454K 0.02%
24,607
-370
-1% -$6.54K
LHX icon
579
L3Harris
LHX
$55.8B
$453K 0.02%
2,181
+382
+21% +$78.2K
DEO icon
580
Diageo
DEO
$45.7B
$450K 0.02%
2,754
-136
-5% -$22.8K
IWY icon
581
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$450K 0.02%
5,148
+189
+4% +$16.5K
BNY
582
Bank of New York Mellon
BNY
$109B
$444K 0.02%
9,794
-292
-3% -$13K
TRV icon
583
Travelers Companies
TRV
$78.5B
$444K 0.02%
2,989
-1,174
-28% -$175K
CNP icon
584
CenterPoint Energy
CNP
$28.9B
$443K 0.02%
14,688
+956
+7% +$27.6K
LKFN icon
585
Lakeland Financial Corp
LKFN
$1.52B
$440K 0.02%
9,988
– –
PSEC icon
586
Prospect Capital
PSEC
$1.06B
$440K 0.02%
66,282
– –
ADSK icon
587
Autodesk
ADSK
$43.3B
$438K 0.02%
+2,964
New +$461K
JPI
588
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$438K 0.02%
17,757
+1,050
+6% +$25.4K
SWKS icon
589
Skyworks Solutions
SWKS
$9.1B
$433K 0.02%
5,443
-354
-6% -$28.2K
TD icon
590
Toronto Dominion Bank
TD
$197B
$433K 0.02%
7,455
-127
-2% -$7.22K
ETN icon
591
Eaton
ETN
$161B
$432K 0.02%
5,199
-1,451
-22% -$118K
DNP icon
592
DNP Select Income Fund
DNP
$4.15B
$428K 0.02%
33,100
-279
-0.8% -$3.45K
LDUR icon
593
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
$427K 0.02%
4,261
+634
+17% +$63.6K
FMB icon
594
First Trust Managed Municipal ETF
FMB
$2.03B
$424K 0.02%
7,631
+2,666
+54% +$148K
SYSB
595
iShares Systematic Bond ETF
SYSB
$1.15B
$422K 0.02%
4,157
– –
TMO icon
596
Thermo Fisher Scientific
TMO
$213B
$422K 0.02%
1,448
+67
+5% +$19.2K
VLUE icon
597
iShares MSCI USA Value Factor ETF
VLUE
$9.45B
$420K 0.02%
5,137
+797
+18% +$64.7K
AMJ
598
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$419K 0.02%
17,975
+1,637
+10% +$39.5K
DSI icon
599
iShares MSCI KLD 400 Social ETF
DSI
$5.18B
$418K 0.02%
7,524
+1,484
+25% +$82K
IXC icon
600
iShares Global Energy ETF
IXC
$2.7B
$417K 0.02%
13,782
-7,010
-34% -$215K
22 23
24
25 26

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.