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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.33B
AUM Growth
+$23.9M
Cap. Flow
+$4.58M
Cap. Flow %
0.34%
Top 10 Hldgs %
21.89%
Holding
851
New
82
Increased
301
Reduced
285
Closed
127

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.87M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.72M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.32M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.76M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.7M
2
BND icon
Vanguard Total Bond Market
BND
+$6.91M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.26M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.48M
5
AZO icon
AutoZone
AZO
+$3.18M

Sector Composition

Rank Sector Weight
1 Energy 4.21%
2 Financials 4.19%
3 Technology 4.07%
4 Industrials 3.55%
5 Communication Services 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
576
Ulta Beauty
ULTA
$20.8B
$241K 0.02%
+955
New +$239K
WBIH
577
DELISTED
WBI BullBear Global High Income ETF
WBIH
$241K 0.02%
10,117
-4,870
-32% -$115K
KR icon
578
Kroger
KR
$35.3B
$240K 0.02%
+6,986
New +$228K
VMW
579
DELISTED
VMware, Inc
VMW
$240K 0.02%
3,042
-2,925
-49% -$227K
CHK.PRD
580
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$240K 0.02%
5,179
– –
NIM icon
581
Nuveen Select Maturities Municipal Fund
NIM
$116M
$239K 0.02%
24,450
– –
PXJ icon
582
Invesco Oil & Gas Services ETF
PXJ
$66.4M
$239K 0.02%
+3,728
New +$224K
WMC
583
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$239K 0.02%
2,383
-1,365
-36% -$141K
PEJ icon
584
Invesco Leisure and Entertainment ETF
PEJ
$253M
$238K 0.02%
+5,949
New +$228K
NXPI icon
585
NXP Semiconductors
NXPI
$70.4B
$237K 0.02%
2,399
-986
-29% -$98K
CALM icon
586
Cal-Maine
CALM
$4.16B
$235K 0.02%
5,389
-875
-14% -$34.8K
CB icon
587
Chubb
CB
$133B
$233K 0.02%
+1,749
New +$223K
DELL icon
588
Dell
DELL
$285B
$233K 0.02%
+14,980
New +$215K
PKW icon
589
Invesco BuyBack Achievers ETF
PKW
$1.68B
$233K 0.02%
4,610
-3
-0.1% -$147
DTE icon
590
DTE Energy
DTE
$30.9B
$232K 0.02%
2,759
-690
-20% -$55.5K
UUP icon
591
Invesco DB US Dollar Index Bullish Fund
UUP
$432M
$231K 0.02%
8,600
-15,088
-64% -$389K
FXN icon
592
First Trust Energy AlphaDEX Fund
FXN
$398M
$230K 0.02%
13,961
+722
+5% +$11.3K
BEN icon
593
Franklin Resources
BEN
$16.8B
$228K 0.02%
+5,774
New +$216K
PDP icon
594
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$227K 0.02%
5,413
-326
-6% -$13.6K
IYJ icon
595
iShares US Industrials ETF
IYJ
$1.95B
$225K 0.02%
3,726
-460
-11% -$26.9K
K
596
DELISTED
Kellanova
K
$225K 0.02%
3,271
-4,833
-60% -$336K
MDU icon
597
MDU Resources
MDU
$4.41B
$225K 0.02%
+20,524
New +$212K
CSX icon
598
CSX Corp
CSX
$92.8B
$224K 0.02%
18,642
-2,526
-12% -$28.3K
DLS icon
599
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$224K 0.02%
3,727
-58
-2% -$3.48K
EZU icon
600
iShare MSCI Eurozone ETF
EZU
$9.53B
$224K 0.02%
6,455
-1,653
-20% -$55.9K
22 23
24
25 26

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Advisors held 851 positions worth $1.33B, up 1.8% from $1.3B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q4 2016 filing shows 82 new, 301 increased, 285 reduced and 127 closed positions. Its largest new stake was Vanguard Financials ETF: 62,867 shares worth $3.72M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $11.7M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, up from 4% a quarter earlier, followed by Financials and Technology.

  • Cetera Advisors's largest Q4 2016 buy was Vanguard Financials ETF: 62,867 shares worth $3.72M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $8.71M increase.
  • Cetera Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $11.7M.
  • Cetera Advisors fully exited AutoZone in Q4 2016, selling an estimated $3.18M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2016.
  • Cetera Advisors opened 82 new positions and closed 127 in Q4 2016.
  • Cetera Advisors's portfolio value rose 1.8% quarter-over-quarter to $1.33B.

Based on Cetera Advisors's 13F filing for Q4 2016, filed 15 Feb 2017.