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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWV icon
576
Invesco Large Cap Value ETF
PWV
$1.65B
$277K 0.02%
8,772
+16
+0.2% +$504
DUC
577
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$277K 0.02%
28,293
-1,220
-4% -$11.9K
RAI
578
DELISTED
Reynolds American Inc
RAI
$276K 0.02%
5,869
-2,031
-26% -$102K
DTE icon
579
DTE Energy
DTE
$30.9B
$275K 0.02%
3,449
+134
+4% +$10.9K
EFV icon
580
iShares MSCI EAFE Value ETF
EFV
$27.7B
$275K 0.02%
5,987
-245
-4% -$11K
CAG icon
581
Conagra Brands
CAG
$7.1B
$273K 0.02%
7,364
-220
-3% -$7.89K
SCHW
582
Charles Schwab
SCHW
$175B
$273K 0.02%
8,642
– –
DAL icon
583
Delta Air Lines
DAL
$54.9B
$272K 0.02%
6,868
-6,897
-50% -$261K
FDX icon
584
FedEx
FDX
$76.6B
$272K 0.02%
1,570
-3
-0.2% -$491
ITB icon
585
iShares US Home Construction ETF
ITB
$2.37B
$263K 0.02%
9,518
+46
+0.5% +$1.32K
BIDU icon
586
Baidu
BIDU
$36.6B
$262K 0.02%
1,442
-33
-2% -$5.71K
NIM icon
587
Nuveen Select Maturities Municipal Fund
NIM
$116M
$262K 0.02%
24,450
+10,800
+79% +$117K
PYN
588
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$262K 0.02%
23,749
+283
+1% +$3.21K
SU icon
589
Suncor Energy
SU
$76.4B
$259K 0.02%
9,311
-11,738
-56% -$321K
PRU icon
590
Prudential Financial
PRU
$41.3B
$258K 0.02%
+3,159
New +$242K
EVV
591
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$257K 0.02%
18,766
-5,668
-23% -$77.4K
OKS
592
DELISTED
Oneok Partners LP
OKS
$256K 0.02%
6,383
-3,125
-33% -$125K
AEO icon
593
American Eagle Outfitters
AEO
$2.99B
$254K 0.02%
+14,406
New +$258K
CNR
594
DELISTED
Cornerstone Building Brands, Inc.
CNR
$253K 0.02%
+17,246
New +$278K
CTO
595
CTO Realty Growth
CTO
$749M
$252K 0.02%
18,004
+1,378
+8% +$18.6K
HMY icon
596
Harmony Gold Mining
HMY
$9.92B
$252K 0.02%
72,800
– –
ZD icon
597
Ziff Davis
ZD
$1.92B
$252K 0.02%
+4,329
New +$252K
VGT icon
598
Vanguard Information Technology ETF
VGT
$142B
$251K 0.02%
+16,736
New +$243K
BBDC icon
599
Barings BDC
BBDC
$873M
$250K 0.02%
12,586
-200
-2% -$3.95K
JTD
600
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$250K 0.02%
16,700
+5,000
+43% +$74.3K
22 23
24
25 26

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.