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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARR
576
Armour Residential REIT
ARR
$2.03B
$135K 0.01%
871
+1
+0.1% +$168
PFL
577
PIMCO Income Strategy Fund
PFL
$384M
$135K 0.01%
11,293
+1,000
+10% +$12.2K
MSD
578
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$134K 0.01%
13,700
– –
DANG
579
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$126K 0.01%
10,350
+350
+4% +$4.75K
CRRC
580
DELISTED
COURIER CORP
CRRC
$126K 0.01%
10,158
– –
VKI icon
581
Invesco Advantage Municipal Income Trust II
VKI
$400M
$125K 0.01%
+11,000
New +$124K
FT
582
Franklin Universal Trust
FT
$202M
$124K 0.01%
17,641
-727
-4% -$5.32K
CIM
583
Chimera Investment
CIM
$1.05B
$115K 0.01%
2,515
+468
+23% +$22.5K
HIX
584
Western Asset High Income Fund II
HIX
$359M
$115K 0.01%
+12,750
New +$117K
VVR icon
585
Invesco Senior Income Trust
VVR
$460M
$114K 0.01%
24,025
-775
-3% -$3.77K
CTT
586
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$112K 0.01%
+10,271
New +$123K
NSL
587
DELISTED
NUVEEN SENIOR INCM FD
NSL
$109K 0.01%
16,300
– –
JPS
588
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$105K 0.01%
11,791
-1,250
-10% -$11.2K
EGHT icon
589
8x8 Inc
EGHT
$242M
$100K 0.01%
14,725
+3,450
+31% +$26.5K
SGL
590
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$99K 0.01%
+11,230
New +$102K
CRF
591
Cornerstone Total Return Fund
CRF
$1.15B
$97K 0.01%
4,514
– –
CFP
592
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$97K 0.01%
5,851
– –
CLM icon
593
Cornerstone Strategic Value Fund
CLM
$2.22B
$96K 0.01%
4,182
– –
EVF
594
Eaton Vance Senior Income Trust
EVF
$90.7M
$94K 0.01%
14,500
– –
LYG icon
595
Lloyds Banking Group
LYG
$89B
$85K 0.01%
+16,914
New +$85.1K
ANH
596
DELISTED
Anworth Mortgage Asset Corporation
ANH
$82K 0.01%
17,000
-1,700
-9% -$8.71K
AUO
597
DELISTED
AU Optronics Corp
AUO
$75K 0.01%
+18,151
New +$82.2K
FAX
598
abrdn Asia-Pacific Income Fund
FAX
$609M
$74K 0.01%
2,058
-152
-7% -$5.58K
SDT
599
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$73K 0.01%
17,875
+5,775
+48% +$32.6K
PBW icon
600
Invesco WilderHill Clean Energy ETF
PBW
$417M
$67K 0.01%
2,152
+101
+5% +$3.35K
22 23
24
25 26

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.