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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIM
576
Chimera Investment
CIM
$1.06B
$99K 0.01%
2,047
-93
-4% -$4.37K
EVF
577
Eaton Vance Senior Income Trust
EVF
$90.3M
$99K 0.01%
14,500
– –
ANH
578
DELISTED
Anworth Mortgage Asset Corporation
ANH
$94K 0.01%
18,700
– –
EGHT icon
579
8x8 Inc
EGHT
$245M
$91K 0.01%
+11,275
New +$98.8K
FAX
580
abrdn Asia-Pacific Income Fund
FAX
$608M
$85K 0.01%
2,210
+125
+6% +$4.67K
SIRI icon
581
SiriusXM
SIRI
$10.1B
$80K 0.01%
2,404
-100
-4% -$3.25K
SDT
582
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$79K 0.01%
12,100
+1,500
+14% +$10.4K
PBW icon
583
Invesco WilderHill Clean Energy ETF
PBW
$419M
$72K 0.01%
2,051
-228
-10% -$7.49K
KOPN icon
584
Kopin
KOPN
$704M
$51K 0.01%
15,800
– –
HYF
585
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$39K ﹤0.01%
18,468
– –
VRNG
586
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$37K ﹤0.01%
+1,100
New +$38.6K
TGB
587
Trekor Metals
TGB
$2.74B
$30K ﹤0.01%
10,000
-1,000
-9% -$2.16K
AMRN
588
Amarin Corp
AMRN
$290M
$23K ﹤0.01%
+620
New +$19.4K
BTM
589
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$9K ﹤0.01%
10,180
-654
-6% -$578
HTM
590
DELISTED
U.S. Geothermal Inc.
HTM
$6K ﹤0.01%
1,875
+125
+7% +$518
COCO
591
DELISTED
CORINTHIAN COLLEGES INC
COCO
$3K ﹤0.01%
+10,250
New +$9.86K
OIBR.C
592
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$1K ﹤0.01%
24
-1
-4% -$533
AAP icon
593
Advance Auto Parts
AAP
$3.35B
– –
-5,288
Closed -$668K
ACWX icon
594
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
– –
-4,410
Closed -$205K
AMCX icon
595
AMC Global Media
AMCX
$442M
– –
-9,981
Closed -$730K
ARCB icon
596
ArcBest
ARCB
$3.56B
– –
-5,555
Closed -$205K
BNO icon
597
United States Brent Oil Fund
BNO
$799M
– –
-25,436
Closed -$1.1M
BPT
598
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-10,145
Closed -$855K
BSL
599
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
– –
-16,540
Closed -$310K
CMA
600
DELISTED
Comerica
CMA
– –
-10,079
Closed -$526K
22 23
24
25 26

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MNG
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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.