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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRWD icon
551
CrowdStrike
CRWD
$187B
$1.19M 0.02%
19,364
+4,972
+35% +$321K
XPEV icon
552
XPeng
XPEV
$11.8B
$1.19M 0.02%
33,427
+3,137
+10% +$125K
CLX icon
553
Clorox
CLX
$11.6B
$1.18M 0.02%
7,148
-2,006
-22% -$345K
SJM icon
554
J.M. Smucker
SJM
$12.6B
$1.18M 0.02%
9,860
+716
+8% +$91K
VEU icon
555
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.18M 0.02%
19,430
+1,796
+10% +$113K
VOT icon
556
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.18M 0.02%
4,976
+546
+12% +$132K
VPU
557
Vanguard Utilities ETF
VPU
$8.83B
$1.17M 0.02%
8,432
+1,372
+19% +$200K
FTA icon
558
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$1.16M 0.02%
17,968
+5,105
+40% +$337K
IBDQ
559
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$1.16M 0.02%
43,008
+380
+0.9% +$10.3K
LYB icon
560
LyondellBasell Industries
LYB
$19.5B
$1.16M 0.02%
12,309
+1,918
+18% +$188K
FEMS icon
561
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$245M
$1.15M 0.02%
+27,256
New +$1.21M
QLTA icon
562
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.26B
$1.15M 0.02%
20,450
-2,288
-10% -$131K
ED icon
563
Consolidated Edison
ED
$41.6B
$1.15M 0.02%
15,850
+4,563
+40% +$341K
XLRE icon
564
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$1.14M 0.02%
25,733
+19,505
+313% +$906K
ZTS icon
565
Zoetis
ZTS
$31.6B
$1.14M 0.02%
5,879
-282
-5% -$56.9K
IBDP
566
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$1.14M 0.02%
43,308
+342
+0.8% +$9K
TDY icon
567
Teledyne Technologies
TDY
$30.4B
$1.14M 0.02%
2,644
+170
+7% +$75.1K
IYT icon
568
iShares US Transportation ETF
IYT
$2.33B
$1.13M 0.02%
18,624
+5,056
+37% +$320K
MOAT icon
569
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$1.13M 0.02%
15,387
+710
+5% +$53.4K
CHWY icon
570
Chewy
CHWY
$8.54B
$1.13M 0.02%
16,516
+1,461
+10% +$121K
ZS icon
571
Zscaler
ZS
$23B
$1.12M 0.02%
+4,287
New +$1.08M
FXD icon
572
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.12M 0.02%
18,998
+3,138
+20% +$192K
ESS icon
573
Essex Property Trust
ESS
$18.9B
$1.12M 0.02%
3,508
+538
+18% +$174K
OTIS icon
574
Otis Worldwide
OTIS
$27.6B
$1.12M 0.02%
13,560
+1,169
+9% +$103K
BALL icon
575
Ball Corp
BALL
$17B
$1.11M 0.02%
12,320
-9
-0.1% -$798
21 22
23
24 25

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.