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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.34B
AUM Growth
+$76.5M
Cap. Flow
-$57.8M
Cap. Flow %
-2.47%
Top 10 Hldgs %
25.79%
Holding
974
New
85
Increased
387
Reduced
397
Closed
56

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.7M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$5.39M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$5.29M
4
TTD icon
Trade Desk
TTD
+$4.45M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.38M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$31.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.55M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.9M
4
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$7.62M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.65%
3 Industrials 3.56%
4 Healthcare 3.2%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
551
Cigna
CI
$76.2B
$520K 0.02%
2,540
-33
-1% -$6.05K
GS icon
552
Goldman Sachs
GS
$316B
$519K 0.02%
2,259
-832
-27% -$181K
UN
553
DELISTED
Unilever NV New York Registry Shares
UN
$518K 0.02%
9,056
+259
+3% +$15.3K
NQP
554
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$516K 0.02%
36,496
-150
-0.4% -$2.12K
HEFA icon
555
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.47B
$514K 0.02%
16,859
+1,169
+7% +$35.7K
JPI
556
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$513K 0.02%
19,791
+2,034
+11% +$51K
PTEU icon
557
Pacer Trendpilot European Index ETF
PTEU
$36.3M
$512K 0.02%
18,662
-10,780
-37% -$294K
FDT icon
558
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.29B
$508K 0.02%
9,097
-2,768
-23% -$150K
HPQ icon
559
HP
HPQ
$23.7B
$508K 0.02%
24,812
-616
-2% -$11.7K
XES icon
560
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$383M
$508K 0.02%
6,316
-340
-5% -$24.3K
BLK icon
561
Blackrock
BLK
$163B
$507K 0.02%
994
+59
+6% +$28K
ALFA
562
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$507K 0.02%
8,619
+3,294
+62% +$186K
ES icon
563
Eversource Energy
ES
$28.1B
$506K 0.02%
5,946
-40
-0.7% -$3.33K
CMI icon
564
Cummins
CMI
$92.4B
$502K 0.02%
2,800
-54
-2% -$9.5K
GILD icon
565
Gilead Sciences
GILD
$162B
$502K 0.02%
7,818
-781
-9% -$50.9K
FXR icon
566
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$736M
$501K 0.02%
+11,046
New +$482K
PAA icon
567
Plains All American Pipeline
PAA
$17.4B
$501K 0.02%
27,132
-11,319
-29% -$208K
ROK icon
568
Rockwell Automation
ROK
$51.8B
$495K 0.02%
2,436
-795
-25% -$147K
LKFN icon
569
Lakeland Financial Corp
LKFN
$1.53B
$488K 0.02%
9,988
– –
REM icon
570
iShares Mortgage Real Estate ETF
REM
$544M
$487K 0.02%
10,938
-4,829
-31% -$209K
LDUR icon
571
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$485K 0.02%
4,829
+568
+13% +$56.8K
FTGC icon
572
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$483K 0.02%
25,535
+34
+0.1% +$629
IWY icon
573
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$483K 0.02%
4,968
-180
-3% -$16.4K
OPI
574
DELISTED
Office Properties Income Trust
OPI
$483K 0.02%
14,973
-1,317
-8% -$42.2K
MMP
575
DELISTED
Magellan Midstream Partners, L.P.
MMP
$483K 0.02%
7,680
-75
-1% -$4.67K
21 22
23
24 25

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Cetera Advisors held 974 positions worth $2.34B, up 3.4% from $2.26B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cetera Advisors's Q4 2019 filing shows 85 new, 387 increased, 397 reduced and 56 closed positions. Its largest new stake was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M. The largest sale was Vanguard Total Bond Market, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q4 2019 buy was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2019, an estimated $16.7M increase.
  • Cetera Advisors's biggest Q4 2019 reduction was Vanguard Total Bond Market, cutting an estimated $31.4M.
  • Cetera Advisors fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $3.22M.
  • Cetera Advisors's ten largest holdings make up 26% of its $2.34B portfolio in Q4 2019.
  • Cetera Advisors opened 85 new positions and closed 56 in Q4 2019.
  • Cetera Advisors's portfolio value rose 3.4% quarter-over-quarter to $2.34B.

Based on Cetera Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.