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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
551
EOG Resources
EOG
$76.7B
$316K 0.02%
3,284
-70
-2% -$6.15K
AMT icon
552
American Tower
AMT
$77.4B
$313K 0.02%
2,753
-1,734
-39% -$198K
CIM
553
Chimera Investment
CIM
$1.05B
$313K 0.02%
6,529
-634
-9% -$31K
BKS
554
DELISTED
Barnes & Noble
BKS
$313K 0.02%
+27,524
New +$332K
PXD
555
DELISTED
Pioneer Natural Resource Co.
PXD
$312K 0.02%
+1,685
New +$287K
MGV icon
556
Vanguard Mega Cap Value ETF
MGV
$13.1B
$308K 0.02%
4,921
-1,049
-18% -$66.1K
IYT icon
557
iShares US Transportation ETF
IYT
$2.33B
$305K 0.02%
8,468
+800
+10% +$28.3K
SMLV icon
558
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$256M
$302K 0.02%
3,689
+467
+14% +$38K
STLD icon
559
Steel Dynamics
STLD
$34.4B
$300K 0.02%
12,151
+383
+3% +$9.78K
MSCC
560
DELISTED
Microsemi Corp
MSCC
$300K 0.02%
7,200
– –
DXGE
561
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
$298K 0.02%
11,375
– –
DJP icon
562
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$818M
$297K 0.02%
12,517
-1,475
-11% -$34.4K
IWC icon
563
iShares Micro-Cap ETF
IWC
$1.45B
$297K 0.02%
3,818
-654
-15% -$49.1K
XBI icon
564
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$295K 0.02%
4,475
-600
-12% -$37.1K
WEC icon
565
WEC Energy
WEC
$37B
$293K 0.02%
4,914
-202
-4% -$12.6K
SE
566
DELISTED
Spectra Energy Corp Wi
SE
$291K 0.02%
6,750
-34,216
-84% -$1.3M
SIL icon
567
Global X Silver Miners ETF NEW
SIL
$4.19B
$290K 0.02%
6,485
+993
+18% +$47.9K
MA icon
568
Mastercard
MA
$470B
$289K 0.02%
2,855
-640
-18% -$61.4K
MU icon
569
Micron Technology
MU
$1.08T
$282K 0.02%
15,792
-901
-5% -$13.7K
RWR icon
570
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$282K 0.02%
2,921
-99
-3% -$9.93K
BKLN icon
571
Invesco Senior Loan ETF
BKLN
$7.1B
$281K 0.02%
12,115
-7,432
-38% -$172K
EZU icon
572
iShare MSCI Eurozone ETF
EZU
$9.53B
$281K 0.02%
8,108
-727
-8% -$24.5K
INO icon
573
Inovio Pharmaceuticals
INO
$87.2M
$281K 0.02%
2,514
+201
+9% +$22.2K
NWL icon
574
Newell Brands
NWL
$2.29B
$280K 0.02%
5,284
-293
-5% -$15.2K
DGX icon
575
Quest Diagnostics
DGX
$23.2B
$278K 0.02%
+3,289
New +$276K
21 22
23
24 25

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.