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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
551
Stryker
SYK
$119B
$202K 0.02%
+2,505
New +$206K
IEMG icon
552
iShares Core MSCI Emerging Markets ETF
IEMG
$153B
$201K 0.02%
+3,956
New +$209K
USB icon
553
US Bancorp
USB
$100B
$201K 0.02%
+4,833
New +$204K
FGP
554
DELISTED
Ferrellgas Partners, L.P.
FGP
$201K 0.02%
7,471
– –
EWZ icon
555
iShares MSCI Brazil ETF
EWZ
$9.27B
$200K 0.02%
+4,566
New +$226K
IYF icon
556
iShares US Financials ETF
IYF
$4.36B
$200K 0.02%
+4,776
New +$200K
PGF icon
557
Invesco Financial Preferred ETF
PGF
$679M
$197K 0.02%
10,948
+14
+0.1% +$253
MYD
558
DELISTED
BlackRock MuniYield Fund
MYD
$194K 0.01%
13,728
– –
BLW icon
559
BlackRock Limited Duration Income Trust
BLW
$500M
$189K 0.01%
11,768
+17
+0.1% +$286
SWBI icon
560
Smith & Wesson
SWBI
$654M
$188K 0.01%
+26,449
New +$247K
AA icon
561
Alcoa
AA
$12.2B
$186K 0.01%
4,776
+12
+0.3% +$470
CSQ icon
562
Calamos Strategic Total Return Fund
CSQ
$3.28B
$183K 0.01%
15,467
-1,304
-8% -$15.5K
SC
563
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$178K 0.01%
10,000
– –
NUO
564
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$174K 0.01%
11,272
– –
GLOWE
565
DELISTED
GLOWPOINT INC
GLOWE
$165K 0.01%
127,250
– –
JCP
566
DELISTED
J.C. Penney Company, Inc.
JCP
$162K 0.01%
16,339
-2,800
-15% -$27.4K
TWO
567
Two Harbors Investment
TWO
$1.27B
$159K 0.01%
2,063
-340
-14% -$28.2K
MFA
568
MFA Financial
MFA
$944M
$153K 0.01%
4,927
-180,574
-97% -$5.95M
BTU
569
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$149K 0.01%
806
-201
-20% -$45.7K
GTAT
570
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$149K 0.01%
13,954
+2,560
+22% +$39K
MUA icon
571
BlackRock MuniAssets Fund
MUA
$537M
$147K 0.01%
+11,100
New +$145K
PEY icon
572
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.14B
$146K 0.01%
+11,791
New +$149K
BB icon
573
BlackBerry
BB
$5.25B
$142K 0.01%
14,231
-102
-0.7% -$1.04K
EWJ icon
574
iShares MSCI Japan ETF
EWJ
$22B
$141K 0.01%
3,052
-164
-5% -$7.84K
PNNT
575
Pennant Park Investment Corp
PNNT
$213M
$140K 0.01%
12,921
+1,727
+15% +$19.9K
21 22
23
24 25

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.