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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUSA icon
526
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.5M
$1.29M 0.03%
51,557
+5,906
+13% +$149K
ETSY icon
527
Etsy
ETSY
$7.65B
$1.29M 0.03%
6,200
+1,878
+43% +$381K
A icon
528
Agilent Technologies
A
$39.1B
$1.28M 0.03%
8,150
-222
-3% -$35.9K
FAST icon
529
Fastenal
FAST
$54B
$1.28M 0.03%
49,720
+17,852
+56% +$484K
GILD icon
530
Gilead Sciences
GILD
$161B
$1.27M 0.02%
18,177
+3,968
+28% +$279K
MAR icon
531
Marriott International
MAR
$98.7B
$1.27M 0.02%
8,576
-1,641
-16% -$229K
QJUN icon
532
FT Vest Growth-100 Buffer ETF June
QJUN
$646M
$1.27M 0.02%
+62,307
New +$1.28M
SJNK icon
533
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.27M 0.02%
46,259
-298
-0.6% -$8.17K
TDIV icon
534
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$1.27M 0.02%
22,434
+2,939
+15% +$170K
TFC icon
535
Truist Financial
TFC
$63.2B
$1.26M 0.02%
21,422
+3,493
+19% +$195K
STZ icon
536
Constellation Brands
STZ
$22.2B
$1.25M 0.02%
5,956
+1,578
+36% +$344K
EMQQ icon
537
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
$1.25M 0.02%
25,149
-8,610
-26% -$462K
GM icon
538
General Motors
GM
$74.7B
$1.24M 0.02%
23,605
-2,571
-10% -$137K
TFI icon
539
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$1.24M 0.02%
24,024
+1,701
+8% +$88.7K
MDLZ icon
540
Mondelez International
MDLZ
$77.7B
$1.23M 0.02%
21,162
+2,649
+14% +$165K
PSX icon
541
Phillips 66
PSX
$82.9B
$1.22M 0.02%
17,476
+1,913
+12% +$138K
FITB
542
Fifth Third Bancorp
FITB
$52B
$1.22M 0.02%
28,785
+5,111
+22% +$196K
BXMT icon
543
Blackstone Mortgage Trust
BXMT
$2.82B
$1.22M 0.02%
40,257
+19,955
+98% +$633K
FTC icon
544
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$1.22M 0.02%
10,961
+1,801
+20% +$205K
LDOS icon
545
Leidos
LDOS
$14.1B
$1.21M 0.02%
12,618
-319
-2% -$31.6K
MEC icon
546
Mayville Engineering Co
MEC
$772M
$1.2M 0.02%
+64,050
New +$1.1M
EW icon
547
Edwards Lifesciences
EW
$47.6B
$1.2M 0.02%
10,608
+1,953
+23% +$223K
AZN icon
548
AstraZeneca
AZN
$263B
$1.2M 0.02%
9,979
+1,726
+21% +$201K
IETC icon
549
iShares US Tech Independence Focused ETF
IETC
$722M
$1.19M 0.02%
21,424
+11,730
+121% +$674K
REGN icon
550
Regeneron Pharmaceuticals
REGN
$68.8B
$1.19M 0.02%
1,968
+164
+9% +$102K
20 21
22
23 24

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.