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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
526
Rockwell Automation
ROK
$51.3B
$532K 0.02%
3,231
-652
-17% -$103K
JPS
527
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$532K 0.02%
53,987
+9,138
+20% +$88.8K
SMLV icon
528
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$255M
$530K 0.02%
5,550
+69
+1% +$6.46K
LULU icon
529
lululemon athletica
LULU
$12.6B
$527K 0.02%
2,714
+145
+6% +$27.1K
UN
530
DELISTED
Unilever NV New York Registry Shares
UN
$527K 0.02%
8,797
+297
+3% +$17.8K
JMST icon
531
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$523K 0.02%
+10,372
New +$524K
MMD
532
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$521K 0.02%
24,805
+2,753
+12% +$57.4K
FRGI
533
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$515K 0.02%
49,879
+391
+0.8% +$4.08K
ES icon
534
Eversource Energy
ES
$28.1B
$514K 0.02%
5,986
-3,067
-34% -$244K
NTR icon
535
Nutrien
NTR
$32.9B
$514K 0.02%
10,355
-72
-0.7% -$3.67K
FDM icon
536
First Trust Dow Jones Select MicroCap Index Fund
FDM
$258M
$513K 0.02%
11,298
-58
-0.5% -$2.61K
REZ icon
537
iShares Residential and Multisector Real Estate ETF
REZ
$901M
$513K 0.02%
6,439
+470
+8% +$36.2K
FLG
538
Flagstar Bank National Association
FLG
$6.13B
$513K 0.02%
13,678
-2,015
-13% -$69.5K
NQP
539
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$512K 0.02%
36,646
+3,677
+11% +$51.5K
VCR icon
540
Vanguard Consumer Discretionary ETF
VCR
$5.81B
$512K 0.02%
2,856
+32
+1% +$5.78K
MMP
541
DELISTED
Magellan Midstream Partners, L.P.
MMP
$512K 0.02%
7,755
-1,048
-12% -$69K
BSCL
542
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$507K 0.02%
23,698
-1,556
-6% -$33K
EW icon
543
Edwards Lifesciences
EW
$48.3B
$505K 0.02%
6,885
-306
-4% -$21.5K
OPI
544
DELISTED
Office Properties Income Trust
OPI
$505K 0.02%
16,290
-321
-2% -$8.96K
FAST icon
545
Fastenal
FAST
$53B
$503K 0.02%
30,798
-44
-0.1% -$684
SRE icon
546
Sempra
SRE
$61.1B
$502K 0.02%
6,812
-2,588
-28% -$181K
SCHX icon
547
Schwab US Large- Cap ETF
SCHX
$70.8B
$501K 0.02%
42,456
+6,918
+19% +$81.5K
MDIV icon
548
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$499K 0.02%
27,084
+700
+3% +$12.9K
LYB icon
549
LyondellBasell Industries
LYB
$19.9B
$496K 0.02%
5,525
-2,007
-27% -$164K
ALL icon
550
Allstate
ALL
$65.5B
$495K 0.02%
4,577
-88
-2% -$9.18K
20 21
22
23 24

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.