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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETB
526
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$456M
$349K 0.03%
20,972
+3,010
+17% +$48.9K
CPB icon
527
Campbell Soup
CPB
$6.52B
$347K 0.03%
6,448
+304
+5% +$18.4K
CSM icon
528
ProShares Large Cap Core Plus
CSM
$515M
$347K 0.03%
13,128
-4,060
-24% -$107K
MDYV icon
529
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.75B
$346K 0.03%
7,976
+662
+9% +$28.4K
CBRE icon
530
CBRE Group
CBRE
$40.1B
$345K 0.03%
12,300
– –
PSEC icon
531
Prospect Capital
PSEC
$1.07B
$345K 0.03%
42,707
-4,498
-10% -$37.1K
VCR icon
532
Vanguard Consumer Discretionary ETF
VCR
$6.07B
$345K 0.03%
2,733
+571
+26% +$72.2K
ATVI
533
DELISTED
Activision Blizzard
ATVI
$345K 0.03%
7,798
-415
-5% -$17.4K
ISCV icon
534
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$344K 0.03%
7,878
– –
HRB icon
535
H&R Block
HRB
$5.01B
$343K 0.03%
14,907
-242
-2% -$5.66K
NXPI icon
536
NXP Semiconductors
NXPI
$70.4B
$342K 0.03%
+3,385
New +$287K
BPL
537
DELISTED
Buckeye Partners, L.P.
BPL
$342K 0.03%
4,778
+1,278
+37% +$90.9K
MOS icon
538
The Mosaic Company
MOS
$7.24B
$340K 0.03%
+13,822
New +$377K
FXO icon
539
First Trust Financials AlphaDEX Fund
FXO
$1.1B
$338K 0.03%
13,910
+1,942
+16% +$46.8K
NOC icon
540
Northrop Grumman
NOC
$74.6B
$337K 0.03%
1,581
-204
-11% -$44.2K
WMB icon
541
Williams Companies
WMB
$91.1B
$332K 0.03%
10,857
-1,428
-12% -$37.9K
SHLM
542
DELISTED
Schulman (A.) Inc
SHLM
$332K 0.03%
+11,400
New +$307K
DFT
543
DELISTED
DuPont Fabros Technology Inc.
DFT
$330K 0.03%
7,994
+419
+6% +$18.9K
BIP icon
544
Brookfield Infrastructure Partners
BIP
$18.5B
$329K 0.03%
16,026
+755
+5% +$14.5K
QAI icon
545
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$325K 0.02%
11,023
-2,149
-16% -$62.9K
MORE
546
DELISTED
Monogram Residential Trust, Inc.
MORE
$325K 0.02%
30,279
-3,354
-10% -$34.9K
NUE icon
547
Nucor
NUE
$53.7B
$322K 0.02%
6,444
+837
+15% +$42.6K
MKSI icon
548
MKS Inc
MKSI
$23.3B
$320K 0.02%
+6,440
New +$304K
DMO
549
Western Asset Mortgage Opportunity Fund
DMO
$122M
$317K 0.02%
+13,210
New +$318K
CAH icon
550
Cardinal Health
CAH
$51.7B
$316K 0.02%
4,084
+94
+2% +$7.6K
20 21
22
23 24

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.