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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
526
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$216K 0.02%
+15,967
New +$220K
DTE icon
527
DTE Energy
DTE
$31B
$216K 0.02%
3,330
– –
RNP icon
528
Cohen & Steers REIT and Preferred and Income Fund
RNP
$987M
$216K 0.02%
12,330
+400
+3% +$7.26K
NWN icon
529
Northwest Natural Holdings
NWN
$2.18B
$215K 0.02%
5,077
+5
+0.1% +$223
RPG icon
530
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$215K 0.02%
13,935
+85
+0.6% +$1.32K
JLA
531
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$214K 0.02%
16,419
+300
+2% +$4.01K
POM
532
DELISTED
PEPCO HOLDINGS, INC.
POM
$214K 0.02%
+7,998
New +$218K
FDN icon
533
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.82B
$213K 0.02%
3,511
-283
-7% -$17.1K
SPXX icon
534
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$331M
$212K 0.02%
15,105
+250
+2% +$3.6K
PNC icon
535
PNC Financial Services
PNC
$98.9B
$211K 0.02%
+2,462
New +$209K
PYN
536
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$211K 0.02%
22,321
+316
+1% +$2.98K
QAI icon
537
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$211K 0.02%
+7,058
New +$211K
WPZ
538
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$210K 0.02%
+4,198
New +$209K
CVY icon
539
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
$209K 0.02%
8,588
– –
MCY icon
540
Mercury Insurance
MCY
$5.74B
$209K 0.02%
+4,225
New +$209K
VIVS
541
VivoSim Labs
VIVS
$1.56M
$207K 0.02%
135
+13
+11% +$23.6K
BRO icon
542
Brown & Brown
BRO
$22.3B
$206K 0.02%
+12,896
New +$204K
SJM icon
543
J.M. Smucker
SJM
$12.4B
$206K 0.02%
+2,079
New +$213K
UBSI icon
544
United Bankshares
UBSI
$6.41B
$206K 0.02%
+6,800
New +$219K
AGN
545
DELISTED
Allergan plc
AGN
$206K 0.02%
854
-222
-21% -$49.7K
CMI icon
546
Cummins
CMI
$92B
$203K 0.02%
1,527
-1,144
-43% -$165K
EVEP
547
DELISTED
EV Energy Partners, L.P.
EVEP
$203K 0.02%
+5,704
New +$219K
EIO
548
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$203K 0.02%
16,202
-467
-3% -$5.86K
JJN
549
DELISTED
iPath Bloomberg Nickel Subindex Total Return ETN due October 22, 2037
JJN
$203K 0.02%
9,408
+310
+3% +$7.8K
PHDG icon
550
Invesco S&P 500 Downside Hedged ETF
PHDG
$73M
$202K 0.02%
+7,080
New +$203K
20 21
22
23 24

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.