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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMIN icon
501
IQ MacKay Municipal Insured ETF
MMIN
$463M
$1.39M 0.03%
50,810
+4,754
+10% +$132K
UBER icon
502
Uber
UBER
$134B
$1.39M 0.03%
31,119
+9,537
+44% +$417K
ADI icon
503
Analog Devices
ADI
$181B
$1.39M 0.03%
8,318
+1,350
+19% +$226K
DLN icon
504
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$1.39M 0.03%
23,308
+642
+3% +$39.5K
FTSL icon
505
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.39M 0.03%
29,030
+15,575
+116% +$746K
SNAP icon
506
Snap
SNAP
$7.32B
$1.38M 0.03%
18,719
+6,669
+55% +$482K
SMH icon
507
VanEck Semiconductor ETF
SMH
$67.6B
$1.38M 0.03%
10,738
+584
+6% +$76.9K
VBK icon
508
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$1.38M 0.03%
4,912
+620
+14% +$177K
DNOV icon
509
FT Vest US Equity Deep Buffer ETF November
DNOV
$394M
$1.37M 0.03%
39,303
+388
+1% +$13.5K
RSPS icon
510
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$1.37M 0.03%
44,455
+13,000
+41% +$415K
STAG icon
511
STAG Industrial
STAG
$7.86B
$1.37M 0.03%
34,885
-54
-0.2% -$2.21K
TRTN
512
DELISTED
Triton International Limited
TRTN
$1.37M 0.03%
26,279
+2,701
+11% +$140K
DG icon
513
Dollar General
DG
$25.9B
$1.36M 0.03%
6,420
+1,681
+35% +$379K
SCHZ icon
514
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.35M 0.03%
49,838
-474
-0.9% -$13K
BSCO
515
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.35M 0.03%
61,053
+31,321
+105% +$694K
MS icon
516
Morgan Stanley
MS
$337B
$1.35M 0.03%
13,866
+3,147
+29% +$312K
ROK icon
517
Rockwell Automation
ROK
$51.4B
$1.35M 0.03%
4,577
+847
+23% +$260K
GNRC icon
518
Generac Holdings
GNRC
$11.9B
$1.34M 0.03%
3,270
+172
+6% +$73.7K
DTD icon
519
WisdomTree US Total Dividend Fund
DTD
$1.65B
$1.32M 0.03%
22,568
+2,306
+11% +$139K
SNPS icon
520
Synopsys
SNPS
$71.5B
$1.31M 0.03%
4,389
+1,629
+59% +$494K
SWKS icon
521
Skyworks Solutions
SWKS
$9.06B
$1.31M 0.03%
7,937
+1,940
+32% +$355K
BUG icon
522
Global X Cybersecurity ETF
BUG
$1.2B
$1.3M 0.03%
42,721
+13,036
+44% +$400K
FBT icon
523
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$1.3M 0.03%
7,812
+1,875
+32% +$320K
FSEP icon
524
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$1.3M 0.03%
+38,231
New +$1.31M
AOK icon
525
iShares Core Conservative Allocation ETF
AOK
$803M
$1.3M 0.03%
32,809
-814
-2% -$32.6K
19 20
21
22 23

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.