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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-17.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.86B
AUM Growth
-$478M
Cap. Flow
-$31.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
27.14%
Holding
987
New
68
Increased
375
Reduced
329
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.8M
2
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.98M
3
TSN icon
Tyson Foods
TSN
+$9.01M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.92M
5
HON icon
Honeywell
HON
+$6.56M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$55M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$23.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$22.4M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$13M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 6.92%
2 Financials 4.18%
3 Industrials 3.55%
4 Consumer Discretionary 3.31%
5 Healthcare 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBB icon
501
Nuveen Taxable Municipal Income Fund
NBB
$447M
$441K 0.02%
23,027
-1,491
-6% -$32.2K
CI icon
502
Cigna
CI
$76.6B
$440K 0.02%
2,485
-55
-2% -$10.7K
ALFA
503
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$440K 0.02%
9,927
+1,308
+15% +$72.5K
USO icon
504
United States Oil Fund
USO
$2.45B
$439K 0.02%
+13,043
New +$1M
DAL icon
505
Delta Air Lines
DAL
$55.9B
$437K 0.02%
15,318
-2,562
-14% -$127K
IUSB icon
506
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$437K 0.02%
8,329
+1,396
+20% +$73.3K
KHC icon
507
Kraft Heinz
KHC
$30.4B
$437K 0.02%
17,652
-255
-1% -$7K
DEO icon
508
Diageo
DEO
$46.2B
$431K 0.02%
3,392
+677
+25% +$102K
HYG icon
509
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$430K 0.02%
5,659
-6,154
-52% -$520K
ETN icon
510
Eaton
ETN
$157B
$429K 0.02%
5,527
+905
+20% +$83K
SPEM icon
511
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$425K 0.02%
14,946
+5,057
+51% +$174K
FPF
512
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$424K 0.02%
23,772
-1,515
-6% -$33.7K
HRL icon
513
Hormel Foods
HRL
$13.9B
$419K 0.02%
8,990
+1,111
+14% +$50.5K
ES icon
514
Eversource Energy
ES
$28.2B
$417K 0.02%
5,326
-620
-10% -$54.4K
SMLV icon
515
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$417K 0.02%
6,312
-53
-0.8% -$4.73K
WY icon
516
Weyerhaeuser
WY
$17.3B
$416K 0.02%
24,568
+3,658
+17% +$96.2K
RCL icon
517
Royal Caribbean
RCL
$78.7B
$414K 0.02%
+12,871
New +$1.18M
PSA icon
518
Public Storage
PSA
$60.2B
$411K 0.02%
2,069
-164
-7% -$35.1K
PTEU icon
519
Pacer Trendpilot European Index ETF
PTEU
$36.1M
$410K 0.02%
17,295
-1,367
-7% -$35.6K
PGX icon
520
Invesco Preferred ETF
PGX
$3.84B
$409K 0.02%
31,065
-45,960
-60% -$661K
SMMV icon
521
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$409K 0.02%
+15,807
New +$518K
EPS icon
522
WisdomTree US LargeCap Fund
EPS
$1.58B
$408K 0.02%
14,516
+4,721
+48% +$161K
SYSB
523
iShares Systematic Bond ETF
SYSB
$1.15B
$406K 0.02%
4,157
– –
UN
524
DELISTED
Unilever NV New York Registry Shares
UN
$403K 0.02%
8,255
-801
-9% -$43.8K
CTVA icon
525
Corteva
CTVA
$59.7B
$402K 0.02%
17,124
-1,020
-6% -$28K
19 20
21
22 23

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DPAM
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VAM
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CAN
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ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Cetera Advisors held 987 positions worth $1.86B, down 20% from $2.34B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors's Q1 2020 filing shows 68 new, 375 increased, 329 reduced and 181 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $55M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $65.8M increase.
  • Cetera Advisors's biggest Q1 2020 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $55M.
  • Cetera Advisors fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2020, selling an estimated $23.5M.
  • Cetera Advisors's ten largest holdings make up 27% of its $1.86B portfolio in Q1 2020.
  • Cetera Advisors opened 68 new positions and closed 181 in Q1 2020.
  • Cetera Advisors's portfolio value fell 20% quarter-over-quarter to $1.86B.

Based on Cetera Advisors's 13F filing for Q1 2020, filed 8 May 2020.