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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFG icon
501
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$346M
$379K 0.03%
15,270
– –
ES icon
502
Eversource Energy
ES
$28B
$378K 0.03%
7,013
+992
+16% +$56K
KNGT
503
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$375K 0.03%
+13,011
New +$375K
NIE
504
Virtus Equity & Convertible Income Fund
NIE
$733M
$374K 0.03%
20,090
-1,800
-8% -$34.1K
ISRG icon
505
Intuitive Surgical
ISRG
$122B
$373K 0.03%
4,635
– –
AIG icon
506
American International
AIG
$41.5B
$372K 0.03%
6,334
+585
+10% +$33.4K
FTSL icon
507
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$370K 0.03%
7,579
-1,285
-14% -$62.1K
RWO icon
508
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$370K 0.03%
7,440
-334
-4% -$17K
TPC
509
Tutor Perini Cor
TPC
$4.58B
$366K 0.03%
+17,050
New +$397K
BBN icon
510
BlackRock Taxable Municipal Bond Trust
BBN
$975M
$365K 0.03%
15,233
+4,163
+38% +$102K
RWX icon
511
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$365K 0.03%
8,743
+1,313
+18% +$55.2K
WPM icon
512
Wheaton Precious Metals
WPM
$50.6B
$364K 0.03%
13,466
-188
-1% -$5.17K
AGN
513
DELISTED
Allergan plc
AGN
$363K 0.03%
1,563
-1,173
-43% -$287K
PLAY icon
514
Dave & Buster's
PLAY
$355M
$360K 0.03%
+9,200
New +$407K
PCEF icon
515
Invesco CEF Income Composite ETF
PCEF
$820M
$358K 0.03%
15,740
+4,854
+45% +$110K
SPSB icon
516
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$357K 0.03%
11,586
+3,269
+39% +$101K
SYK icon
517
Stryker
SYK
$119B
$357K 0.03%
3,076
+1,385
+82% +$161K
EIX icon
518
Edison International
EIX
$30.9B
$354K 0.03%
4,894
-2,856
-37% -$214K
FDD icon
519
First Trust STOXX European Select Dividend Income Fund
FDD
$864M
$354K 0.03%
29,807
-2,669
-8% -$31.6K
CLNY.PRC
520
DELISTED
Colony Capital, Inc
CLNY.PRC
$354K 0.03%
+14,300
New +$354K
QABA icon
521
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$91.5M
$352K 0.03%
8,602
-218
-2% -$8.76K
WPC icon
522
W.P. Carey
WPC
$16.8B
$352K 0.03%
5,580
-643
-10% -$42.9K
OXY icon
523
Occidental Petroleum
OXY
$57.2B
$351K 0.03%
4,851
-276
-5% -$20.7K
WBIH
524
DELISTED
WBI BullBear Global High Income ETF
WBIH
$351K 0.03%
14,987
-464
-3% -$10.9K
CBSH icon
525
Commerce Bancshares
CBSH
$8.45B
$349K 0.03%
11,528
-687
-6% -$20.5K
19 20
21
22 23

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.