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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSN
501
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$241K 0.02%
18,910
+123
+0.7% +$1.57K
MAR icon
502
Marriott International
MAR
$97.5B
$239K 0.02%
3,416
-155
-4% -$10.5K
LYB icon
503
LyondellBasell Industries
LYB
$20.1B
$237K 0.02%
+2,203
New +$238K
FHY
504
DELISTED
First Trust Strategic High
FHY
$235K 0.02%
15,516
+2,516
+19% +$39.5K
IDA icon
505
Idacorp
IDA
$8.24B
$233K 0.02%
4,373
– –
CF icon
506
CF Industries
CF
$19.6B
$232K 0.02%
4,180
-1,650
-28% -$83.7K
TXMD icon
507
TherapeuticsMD
TXMD
$23.4M
$232K 0.02%
996
+40
+4% +$10.1K
LUMN icon
508
Lumen
LUMN
$6.9B
$231K 0.02%
+5,695
New +$224K
GBCI icon
509
Glacier Bancorp
GBCI
$6.66B
$229K 0.02%
8,841
-165
-2% -$4.47K
JLL icon
510
Jones Lang LaSalle
JLL
$15B
$228K 0.02%
1,810
+10
+0.6% +$1.3K
USCI icon
511
US Commodity Index
USCI
$372M
$228K 0.02%
+4,162
New +$239K
PCY icon
512
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$227K 0.02%
+7,969
New +$231K
TSCO icon
513
Tractor Supply
TSCO
$15.4B
$227K 0.02%
18,720
+1,000
+6% +$12.5K
RPM icon
514
RPM International
RPM
$13.7B
$226K 0.02%
4,866
+300
+7% +$13.8K
WMB icon
515
Williams Companies
WMB
$91.1B
$226K 0.02%
4,118
+610
+17% +$35K
BBEP
516
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$226K 0.02%
11,114
+1,889
+20% +$41.5K
PZA icon
517
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$224K 0.02%
8,910
– –
QDEF icon
518
FlexShares Quality Dividend Defensive Index Fund
QDEF
$545M
$223K 0.02%
6,569
+293
+5% +$10K
BSX icon
519
Boston Scientific
BSX
$63.9B
$222K 0.02%
18,880
-375
-2% -$4.72K
PJP icon
520
Invesco Pharmaceuticals ETF
PJP
$419M
$221K 0.02%
3,468
-400
-10% -$24.7K
ADAM
521
Adamas Trust
ADAM
$790M
$219K 0.02%
7,584
+812
+12% +$25.3K
A icon
522
Agilent Technologies
A
$37.7B
$218K 0.02%
5,359
+3
+0.1% +$123
ELV icon
523
Elevance Health
ELV
$84.4B
$218K 0.02%
+1,819
New +$209K
DHR icon
524
Danaher
DHR
$126B
$217K 0.02%
+4,291
New +$221K
MPC icon
525
Marathon Petroleum
MPC
$92.2B
$217K 0.02%
+5,104
New +$217K
19 20
21
22 23

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.