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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.57%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.37%
AUM
$729M
AUM Growth
+$52.9M
Cap. Flow
+$45.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
22.16%
Holding
592
New
88
Increased
271
Reduced
157
Closed
50

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.48M
2
VER
VEREIT, Inc.
VER
+$5.98M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.38M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.86M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.33M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$5.09M
2
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$3.98M
3
GM icon
General Motors
GM
+$2.22M
4
ROM icon
ProShares Ultra Technology
ROM
+$1.91M
5
LVS icon
Las Vegas Sands
LVS
+$1.49M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.08%
2 Real Estate 8.49%
3 Energy 5.27%
4 Technology 4.72%
5 Industrials 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPXX icon
501
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$185K 0.03%
+13,070
New +$185K
CALD
502
DELISTED
Callidus Software, Inc.
CALD
$184K 0.03%
14,695
-7,558
-34% -$99.3K
SIL icon
503
Global X Silver Miners ETF NEW
SIL
$5.31B
$183K 0.03%
+4,750
New +$186K
GA
504
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$183K 0.03%
16,068
-1,872
-10% -$21K
AA icon
505
Alcoa
AA
$13.2B
$175K 0.02%
5,680
+1,130
+25% +$31.4K
JCP
506
DELISTED
J.C. Penney Company, Inc.
JCP
$170K 0.02%
+19,816
New +$143K
EIO
507
DELISTED
Eaton Vance Ohio Municipal Bond Fund
EIO
$168K 0.02%
14,214
– –
PWE
508
DELISTED
Penn West Energy Petroleum Ltd
PWE
$153K 0.02%
18,346
+3,000
+20% +$24.2K
ACG
509
DELISTED
AllianceBernstein Income Fund Inc
ACG
$149K 0.02%
+20,331
New +$150K
ARR
510
Armour Residential REIT
ARR
$2.31B
$144K 0.02%
868
+213
+33% +$35.7K
DANG
511
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$144K 0.02%
10,000
– –
JPS
512
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$131K 0.02%
+14,725
New +$125K
GHI
513
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$129K 0.02%
+13,016
New +$126K
EWJ icon
514
iShares MSCI Japan ETF
EWJ
$23.6B
$125K 0.02%
2,753
-4,064
-60% -$187K
PNNT
515
Pennant Park Investment Corp
PNNT
$244M
$124K 0.02%
+11,121
New +$125K
PFL
516
PIMCO Income Strategy Fund
PFL
$376M
$120K 0.02%
10,293
– –
CLM icon
517
Cornerstone Strategic Value Fund
CLM
$2.1B
$107K 0.01%
4,182
+457
+12% +$11.7K
BB icon
518
BlackBerry
BB
$4.51B
$104K 0.01%
12,973
+1,450
+13% +$13.6K
CRF
519
Cornerstone Total Return Fund
CRF
$1.1B
$104K 0.01%
4,514
+536
+13% +$12.5K
FT
520
Franklin Universal Trust
FT
$193M
$103K 0.01%
14,324
– –
ANR
521
DELISTED
Alpha Natural Resources Inc
ANR
$101K 0.01%
23,312
+3,848
+20% +$20.6K
EVF
522
Eaton Vance Senior Income Trust
EVF
$89.8M
$100K 0.01%
+14,500
New +$102K
CIM
523
Chimera Investment
CIM
$974M
$98K 0.01%
2,140
+1,367
+177% +$63.6K
CSR
524
Centerspace
CSR
$888M
$97K 0.01%
1,118
-1,131
-50% -$97.3K
ANH
525
DELISTED
Anworth Mortgage Asset Corporation
ANH
$93K 0.01%
18,700
– –
19 20
21
22 23

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Cetera Advisors held 592 positions worth $729M, up 7.8% from $676M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors deployed $45.2M of net new capital in Q1 2014, opening 88 new positions and adding to 271 existing holdings. Its largest new stake was Pinnacle West Capital: 26,717 shares worth $1.46M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, up from 56% a quarter earlier, followed by Real Estate and Energy.

On the sell side, the largest reduction was Vanguard Morningstar Small-Cap ETF, an estimated $3.98M trimmed.

  • Cetera Advisors's largest Q1 2014 buy was Pinnacle West Capital: 26,717 shares worth $1.46M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $6.48M increase.
  • Cetera Advisors's biggest Q1 2014 reduction was Vanguard Morningstar Small-Cap ETF, cutting an estimated $3.98M.
  • Cetera Advisors fully exited Vanguard Financials ETF in Q1 2014, selling an estimated $5.09M.
  • Cetera Advisors's ten largest holdings make up 22% of its $729M portfolio in Q1 2014.
  • Cetera Advisors opened 88 new positions and closed 50 in Q1 2014.
  • Cetera Advisors's portfolio value rose 7.8% quarter-over-quarter to $729M.

Based on Cetera Advisors's 13F filing for Q1 2014, filed 15 May 2014.