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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+10.14%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$7.22B
AUM Growth
+$816M
Cap. Flow
+$195M
Cap. Flow %
2.71%
Top 10 Hldgs %
18.94%
Holding
1,892
New
192
Increased
874
Reduced
656
Closed
104

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$34.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$33.6M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$16.7M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.2M

Top Sells

Rank Stock Value
1
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$33.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$25.8M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$17.2M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$13.1M
5
BSJN
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
+$11M

Sector Composition

Rank Sector Weight
1 Technology 9.13%
2 Consumer Discretionary 4.3%
3 Financials 4.25%
4 Healthcare 3.31%
5 Industrials 3.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLRE icon
476
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$2.15M 0.03%
53,752
+19,313
+56% +$694K
LYB icon
477
LyondellBasell Industries
LYB
$19.5B
$2.15M 0.03%
22,572
+582
+3% +$54.4K
ONLN icon
478
ProShares Online Retail ETF
ONLN
$61.3M
$2.14M 0.03%
59,442
-4,331
-7% -$139K
REGN icon
479
Regeneron Pharmaceuticals
REGN
$68.8B
$2.14M 0.03%
2,437
+72
+3% +$59.3K
DJUL icon
480
FT Vest US Equity Deep Buffer ETF July
DJUL
$409M
$2.14M 0.03%
58,548
+1,380
+2% +$48.2K
ALTL icon
481
Pacer Lunt Large Cap Alternator ETF
ALTL
$92.8M
$2.13M 0.03%
63,410
-415
-0.7% -$13.7K
MDLZ icon
482
Mondelez International
MDLZ
$77.7B
$2.13M 0.03%
29,419
+2,229
+8% +$153K
NJUL icon
483
Innovator Growth-100 Power Buffer ETF July
NJUL
$244M
$2.13M 0.03%
38,622
+48
+0.1% +$2.53K
JULW icon
484
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
$237M
$2.13M 0.03%
68,197
+4,033
+6% +$121K
QTEC icon
485
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$2.12M 0.03%
12,072
-242
-2% -$37.7K
VBK icon
486
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$2.12M 0.03%
8,751
+2,464
+39% +$535K
ARKG icon
487
ARK Genomic Revolution ETF
ARKG
$1.51B
$2.11M 0.03%
64,263
-3,790
-6% -$103K
IEI icon
488
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.11M 0.03%
17,993
-1,618
-8% -$185K
SNA icon
489
Snap-on
SNA
$20.9B
$2.11M 0.03%
7,293
+3,769
+107% +$1.02M
EDV icon
490
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
$2.1M 0.03%
25,930
+10,438
+67% +$747K
SHYG icon
491
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$2.09M 0.03%
49,507
+19,331
+64% +$797K
CMI icon
492
Cummins
CMI
$91.7B
$2.08M 0.03%
8,700
+711
+9% +$162K
BUFT icon
493
FT Vest Buffered Allocation Defensive ETF
BUFT
$149M
$2.08M 0.03%
100,009
-21,631
-18% -$436K
CWB icon
494
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.08M 0.03%
28,782
-379,497
-93% -$25.8M
PVAL icon
495
Putnam Focused Large Cap Value ETF
PVAL
$12.9B
$2.07M 0.03%
65,757
+28,140
+75% +$835K
HSY icon
496
Hershey
HSY
$35.4B
$2.06M 0.03%
11,043
+51
+0.5% +$9.66K
BSEP icon
497
Innovator US Equity Buffer ETF September
BSEP
$215M
$2.04M 0.03%
55,690
+1,750
+3% +$60.9K
SFBS
498
ServisFirst Bancshares
SFBS
$4.79B
$2.04M 0.03%
30,641
-439
-1% -$23.7K
FTC icon
499
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$2.04M 0.03%
18,580
-242
-1% -$24.5K
PCN
500
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$2.03M 0.03%
163,321
+142,621
+689% +$1.7M
18 19
20
21 22

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MNG
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DPAM
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VAM
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CAN
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ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Advisors held 1,892 positions worth $7.22B, up 13% from $6.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors's Q4 2023 filing shows 192 new, 874 increased, 656 reduced and 104 closed positions. Its largest new stake was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M. The largest sale was iShares Russell Mid-Cap ETF, an estimated $33.3M.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Cetera Advisors's largest Q4 2023 buy was Invesco CurrencyShares Swiss Franc Trust: 41,254 shares worth $4.36M.
  • Cetera Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $34.7M increase.
  • Cetera Advisors's biggest Q4 2023 reduction was iShares Russell Mid-Cap ETF, cutting an estimated $33.3M.
  • Cetera Advisors fully exited Invesco BulletShares 2023 High Yield Corporate Bond ETF in Q4 2023, selling an estimated $11M.
  • Cetera Advisors's ten largest holdings make up 19% of its $7.22B portfolio in Q4 2023.
  • Cetera Advisors opened 192 new positions and closed 104 in Q4 2023.
  • Cetera Advisors's portfolio value rose 13% quarter-over-quarter to $7.22B.

Based on Cetera Advisors's 13F filing for Q4 2023, filed 13 Feb 2024.