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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENN icon
476
PENN Entertainment
PENN
$2.74B
$1.53M 0.03%
21,130
+11,800
+126% +$867K
SOXX icon
477
iShares Semiconductor ETF
SOXX
$44.2B
$1.52M 0.03%
10,242
+6,372
+165% +$968K
FXH icon
478
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.5M 0.03%
12,614
+1,676
+15% +$205K
SUSA icon
479
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$1.49M 0.03%
15,543
+4,009
+35% +$396K
HACK icon
480
Amplify Cybersecurity ETF
HACK
$2.63B
$1.49M 0.03%
24,434
+3,747
+18% +$235K
ROKU icon
481
Roku
ROKU
$21.1B
$1.49M 0.03%
4,740
+1,585
+50% +$597K
CNRG icon
482
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$200M
$1.48M 0.03%
15,741
+3,296
+26% +$322K
RBLX icon
483
Roblox
RBLX
$34B
$1.48M 0.03%
19,582
+11,242
+135% +$923K
MBB icon
484
iShares MBS ETF
MBB
$39B
$1.48M 0.03%
13,648
+574
+4% +$62.3K
CTAS icon
485
Cintas
CTAS
$82.4B
$1.47M 0.03%
15,476
+384
+3% +$37.6K
VSS icon
486
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$1.47M 0.03%
11,020
+556
+5% +$76.5K
SPYM
487
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$1.47M 0.03%
29,101
+6,597
+29% +$342K
TTD icon
488
Trade Desk
TTD
$8.13B
$1.47M 0.03%
20,861
+11,254
+117% +$870K
ET icon
489
Energy Transfer Partners
ET
$70.1B
$1.46M 0.03%
152,381
-2,734
-2% -$26.2K
MMD
490
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$1.46M 0.03%
66,609
+20,306
+44% +$457K
NVAX icon
491
Novavax
NVAX
$1.23B
$1.46M 0.03%
7,032
+309
+5% +$68.1K
ERF
492
DELISTED
Enerplus Corporation
ERF
$1.45M 0.03%
181,550
-8,300
-4% -$51.6K
KIM icon
493
Kimco Realty
KIM
$17.6B
$1.45M 0.03%
+69,708
New +$1.49M
IMCB icon
494
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$1.44M 0.03%
21,595
+7,275
+51% +$493K
PLTR icon
495
Palantir
PLTR
$295B
$1.42M 0.03%
59,142
+42,309
+251% +$1.03M
JPUS
496
JPMorgan Diversified Return US Equity ETF
JPUS
$455M
$1.42M 0.03%
14,749
+6,790
+85% +$669K
GNTX icon
497
Gentex
GNTX
$4.88B
$1.41M 0.03%
42,728
-771
-2% -$24.9K
DJUN icon
498
FT Vest US Equity Deep Buffer ETF June
DJUN
$342M
$1.4M 0.03%
41,808
+16,500
+65% +$557K
AEP icon
499
American Electric Power
AEP
$73.7B
$1.4M 0.03%
17,274
+509
+3% +$44.4K
TAN icon
500
Invesco Solar ETF
TAN
$1.47B
$1.4M 0.03%
17,509
+3,448
+25% +$290K
18 19
20
21 22

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.