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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
476
Crown Castle
CCI
$32.6B
$502K 0.03%
4,656
+502
+12% +$55.2K
CGW icon
477
Invesco S&P Global Water Index ETF
CGW
$1.05B
$500K 0.03%
16,093
+2,122
+15% +$69.7K
HR icon
478
Healthcare Realty
HR
$7.33B
$500K 0.03%
19,782
+8
+0% +$212
OXY icon
479
Occidental Petroleum
OXY
$57.3B
$495K 0.03%
8,026
+887
+12% +$62.3K
QQXT icon
480
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$151M
$491K 0.03%
10,748
-1,206
-10% -$59K
NSC icon
481
Norfolk Southern
NSC
$78.3B
$490K 0.03%
3,288
+14
+0.4% +$2.3K
IYM icon
482
iShares US Basic Materials ETF
IYM
$1.15B
$489K 0.03%
5,805
+145
+3% +$13K
RDVY icon
483
First Trust Rising Dividend Achievers ETF
RDVY
$24.2B
$488K 0.03%
18,450
+7,833
+74% +$227K
QABA icon
484
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$91.1M
$487K 0.03%
11,343
-3,327
-23% -$161K
QQEW icon
485
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$484K 0.03%
8,860
-1,235
-12% -$71.9K
IHF icon
486
iShares US Healthcare Providers ETF
IHF
$1.18B
$483K 0.03%
14,580
+1,560
+12% +$59.1K
SH icon
487
ProShares Short S&P500
SH
$888M
$483K 0.03%
3,852
+487
+14% +$57.4K
ES icon
488
Eversource Energy
ES
$28.1B
$482K 0.03%
7,404
-791
-10% -$51.5K
FDM icon
489
First Trust Dow Jones Select MicroCap Index Fund
FDM
$258M
$481K 0.03%
11,776
+7,211
+158% +$328K
VGLT icon
490
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$478K 0.03%
6,394
– –
MAIN icon
491
Main Street Capital
MAIN
$4.94B
$476K 0.03%
14,099
-2,801
-17% -$104K
PTMC icon
492
Pacer Trendpilot US Mid Cap ETF
PTMC
$394M
$473K 0.03%
15,444
+5,381
+53% +$168K
A icon
493
Agilent Technologies
A
$39.5B
$469K 0.03%
6,945
-1,327
-16% -$89.3K
ROK icon
494
Rockwell Automation
ROK
$51.3B
$465K 0.03%
3,098
-367
-11% -$61.2K
URI icon
495
United Rentals
URI
$70.9B
$464K 0.03%
4,530
-316
-7% -$38.1K
ARKK icon
496
ARK Innovation ETF
ARKK
$6.05B
$463K 0.03%
12,475
-529
-4% -$22.3K
BKNG icon
497
Booking.com
BKNG
$134B
$463K 0.03%
6,725
+1,250
+23% +$91.7K
NTR icon
498
Nutrien
NTR
$32.9B
$461K 0.03%
9,781
+293
+3% +$15.3K
TTE icon
499
TotalEnergies
TTE
$191B
$457K 0.03%
8,788
-1,254
-12% -$71.8K
SMLV icon
500
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$255M
$456K 0.03%
5,503
+48
+0.9% +$4.32K
18 19
20
21 22

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.